Manager, Compliance

4 days ago

Kuala Lumpur, Malaysia Chubb INA Holdings Inc. Full time

Regulatory Compliance
- To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements.
- To conduct gap analysis and monitor the implementation of new requirements until closure
- To manage BNM/PIAM’s queries and requests which includes compilation and coordination work.
- To coordinate quarterly compliance risk assessments and risk register updates.

Training, Ethics and Awareness
- To assist in maintaining an effective compliance communication program for the organization, including promoting (a) use of the compliance hotline, (b) heightened awareness of Code of Conduct, regulatory and statutory requirements and (c) understanding of new and existing compliance issues and related policies and procedures.
- In coordination with Regional and Global Compliance, to work with Human Resources as appropriate to develop an effective compliance training program. This includes both initial (for a new employee or a change in regulatory, policy or procedures requirement) and periodic training to ensure all employees know their individual responsibilities relative to compliance issues.
- To review advertising materials and market conducts.

Others
- To assist in the implementation of all AMLCFTTFS requirements, regulations, policies, and controls.
- To assist in the implementation of anti-bribery and corruption requirements, regulations, policies, and controls.
- To monitor and manage incidents including escalation and investigation.
- Any other duties as assigned from time to time

**Qualifications**:

- Minimum 6 years’ experience in compliance, legal and regulatory compliance, or corporate governance experience.
- Preferably to have experience in the insurance or financial industry.
- Preferably a Degree in Law.
- Preferably possess the relevant professional certification in Compliance.
- Demonstrates effective communication, negotiation and interpersonal skills to be capable of dealing with all levels of personnel as well as external parties.
- Resourceful, able to work with mínimal supervision, deliver with tight deadlines and perform under pressure.
- Strong project management and organizational skills and capability to handle multiple assignments at one time.
- High degree of integrity and confidentiality.
- Pleasant personality, responsible, dedicated and committed.
- Sound research and analytical skills, good problem solving skills.
- Good communication skills, high proficiency in both written and spoken English.

  • Cluster Revenue Manager APAC

    5 hours ago

    Kuala Lumpur, Malaysia Link Compliance Full time

    We are looking for an experienced Cluster Revenue Manager to join a leading international hospitality groups regional revenue management team, based in Shanghai, China. In this role, you will manage 23 hotel properties across the Asia Pacific region, focusing on revenue optimization, pricing strategy, and business performance analysis. You'll work closely...

  • Compliance Manager

    2 days ago

    Kuala Lumpur, Malaysia Nintex Full time

    **About Nintex**: At Nintex, we are transforming the way people work, everywhere. As the global standard for process intelligence and automation, we're trusted by over 10,000 public and private sector organizations across 90 countries. Our customers, from industry giants like Amazon, Coca-Cola, and Microsoft, rely on the Nintex Platform to accelerate their...

  • Manager, Compliance

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Asset Management Bhd Full time 100,000 - 120,000 per year

    Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...

  • Compliance Manager

    2 days ago

    Kuala Lumpur, Malaysia PeopleX HR Tech Sdn Bhd Full time

    **Job Overview**: The Compliance Manager in the industry ensures that the organization operates within the boundaries of regulatory, legal, and internal frameworks. This role involves managing compliance across financial, data protection, and technology regulations. The Compliance Manager will work closely with leadership to build, implement, and enforce...

  • Compliance Manager

    6 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Taylor Root Full time 120,000 - 180,000 per year

    We are seeking aCompliance Managerto join a global asset management firm and oversee compliance activities for its Malaysia entity. This is an exciting opportunity to work in a dynamic environment and ensure adherence to regulatory requirements while supporting business growth.Key Responsibilities:Manage and maintain the compliance framework for the Malaysia...

  • Compliance Manager

    1 week ago

    Kuala Lumpur, Malaysia StashAway Full time

    As the Compliance Manager, you will be responsible for overseeing and managing all aspects of compliance within StashAway Malaysia. In addition, you will also play a key role in the Group’s compliance function. You are part of the Company’s second line of defence to support the business in ensuring compliance with applicable local laws, regulations and...

  • Manager, Compliance

    2 weeks ago

    Kuala Lumpur, Malaysia Tokio Marine Group Full time

    **Responsibilities**: - To manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company. In addition, he/she is to ensure that the necessary documentations and processes of the Company are in line with any...

  • Compliance Manager

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Capital Dynamics Asset Management Sdn Bhd Full time 80,000 - 120,000 per year

    As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :Establishing and implementing Compliance Programs,...

  • Manager, Compliance

    7 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia KOPERASI CO-OPBANK PERTAMA MALAYSIA BERHAD Full time 120,000 - 180,000 per year

    About the role We are seeking an experienced Compliance Manager to join our growing team at CO-OPBANK PERTAMA (CBP) in Kuala Lumpur. In this full-time position, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and internal policies, contributing to the compliance framework.What you'll be doingDeveloping, implementing,...

  • Compliance Manager

    2 weeks ago

    Kuala Lumpur, Malaysia TalentTag Asia Full time

    1. Work in fast growing multi-national Fintech company with strong presence in Worldwide. 2. Great career exposure and development opportunity. 3. Good remuneration. 1. Work with each regulated entities’ compliance officers to standardize and harmonize the regulated entities’ outsourcing policies & procedures, develop and maintain an overarching...