Legal and Compliance Executive

**Join Doo Group - Explore α Better Future**

Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together

**Looking for a New Challenge? Join Us as We Expand Globally**

As we continue our global business expansion, we’re on the lookout for talented individuals who are motivated to support our strategic goals and initiatives. Join a team that values innovation and growth.

**DOO you have what it takes?**

**What you’ll be working on**:

- Draft and review company policies and procedures to ensure compliance with all relevant regulations
- Draft and review various agreements (e.g., client agreements, introducing broker agreements, service provider agreement, distribution agreement, lease agreement).
- update the legal and compliance framework tailored to the brokerage industry, ensuring adherence to all AML/CTF laws, KYC requirements, and other regulatory obligations.
- Conduct legal due diligence on counterparties, business partners, and new product offerings to ensure compliance with brokerage regulations.
- Research laws and regulations related to brokerage services, including cross-border licensing, trading activities, and AML/CTF compliance, to ensure that the company’s operations align with regulatory requirements.
- Liaise with regulatory authorities and corporate service providers on matters related to the company’s brokerage licenses and ongoing compliance obligations.
- Provide legal advisory and support on regulatory matters, legal disputes, internal investigations, compliance audits, and any other legal issues that may arise

**What we’re looking for**:

- Bachelor’s degree in Law or equivalent qualification.
- 1-4 years of experience as a practicing lawyer or in a legal/compliance role, preferably within the brokerage industry (experience in brokerage operations is a plus).
- Preferably with knowledge of AML/CTF regulations, including familiarity with KYC/CDD, transaction monitoring, and reporting obligations relevant to brokerage activities.
- Experience in corporate legal drafting and contract negotiations.
- Proficiency in English and Mandarin (reading, speaking, and writing) to liaise with HK & CN counterparts.
- Strong analytical and problem-solving skills with superior attention to detail.
- Ability to adapt to a fast-paced and evolving regulatory environment.

**What we offer/What's in it for you**:

- **Seeking to expand your regional work experience?**Work alongside industry-leading professionals from around the globe in an environment filled with opportunities for continuous learning and growth.
- **We value your wellbeing** - You'll find it here along with our comprehensive medical, dental, optical, and wellness benefits.
- We appreciate your contributions with a **13th-month salary and performance bonus**.
- We reward our best employeeswith **quarterly employee recognition awards** in USD.
- **Feeling drowsy after lunch?**Take advantage of our smart pantry access and monthly tea break/lucky draw.

**Life as DOOers**

At Doo Group, we embrace a culture where continuous growth, collaboration, and creativity are at the heart of everything we do. As a DOOer, you'll collaborate with top professionals from around the globe, dive into exciting projects, and play a pivotal role in shaping the future of finance.

**#DooBeyondLimit #TogetherWeDooMore #SucceedYourCareerWithDoo**

**Job Types**: Full-time, Permanent

Pay: RM5,000.00 - RM6,500.00 per month

**Benefits**:

- Dental insurance
- Health insurance
- Maternity leave
- Professional development
- Vision insurance

Work Location: In person