Compliance Executive

Job Description: - Work closely with the Compliance Manager to established an appropriate compliance culture. - Assist Compliance Manager in the execution of an action plan that will ensure that the organization complies with regulations and laws. - Creation of file -physical & system. - To assist on-boarding by collecting the relevant declaration forms and...

Location: Petaling Jaya, MY, MY - Global Business Unit: OTH - Job Function: Corporate Development - Requisition Number: 185564 - Description: - **Job Summary** Provide administrative support to the Group's Governance Risk Compliance team towards the execution of a governance, risk and compliance policy framework This position involves conducting detailed...

**Position Snapshot**: Location: Bandar Utama, Selangor Company: Nestlé Malaysia Permanent Law Degree Minimum of 2 years of relevant L&C experience. **Position Summary**: Joining Nestlé means you are joining the largest Food and Beverage Company in the world. At our very core, weare a human environment - passionate people driven by the purpose of...

**Responsibilities**: Assist the Head of Department in ensuring that Business Units comply with relevant regulatory requirements, guidelines and company’s internal policies which include among others, the AMLATFPUAA 2001, MSBA 2011 and FSA 2013 and any subsequent changes thereto; Support and guide Business Units on the day-to-day compliance-related...

The Compliance & KYC Executive is responsible for executing the company's Know Your Customer (KYC) and Anti-Money Laundering (AML/CFT) procedures in accordance with local laws and internal compliance standards. This role ensures all customer onboarding, due diligence, and monitoring processes meet regulatory and company requirements, supporting audit...

Essential Duties and Responsibilities: The Legal & Compliance Executive handling compliance related audit, disputes, and other matters under commercial law. Draft, review and solidify all forms of agreements, letters, proposals, contracts, and other business documents.Provide legal and administrative support including proofreading, legal research, and...

Essential Duties and Responsibilities:The Legal & Compliance Executive handling compliance related audit, disputes, and other matters under commercial law.• Draft, review and solidify all forms of agreements, letters, proposals, contracts, and other business documents.• Provide legal and administrative support including proofreading, legal research, and...

**Job Summary** As a Premium Executive, you will be responsible for managing and developing relationships with clients who have the potential to upgrade to Priority status, drawn from our existing Personal and Premium client base. Through proactive outbound call activities, you will deliver exceptional customer service, offering tailored financial solutions...

Assist in the implementation of and review and update of the Compliance Manual, AMLA, Anti-Bribery and Corruption Manual and other documented internal control measures to meet the changing regulatory requirements.Reviewing / monitoring unit trust funds and private mandates for adherence to regulatory requirements, client requirements and internal...

**Key Responsibilities** - Lead arrangements for meeting regulatory obligations in accordance with the conditions issued by the relevant regulatory (ISO, CQM, Issuers Audit, Others Scheme). - Provide closures and complete audit work papers and documentation by documenting audit tests and findings. - Identifying/Anticipating and/or managing all audit issues...