Assistant Manager, Regulatory Advisory
2 weeks ago
Assistant Manager, Regulatory Advisory
**Create the future with Affin You too can make a difference.**
We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry - you can make a difference too.
**To assist the Head of Regulatory Advisory in the followings**:
**Advisory Support**
- **Provide advisory on regulatory matters to facilitate internal stakeholders and the relevant Business Units/Support Units (BUs/SUs) in complying with the relevant laws, regulations and guidelines.**:
- **Participate in business specific projects based on portfolio to facilitate the relevant BUs/SUs in complying with the relevant laws, regulations and guidelines.**:
- **Proactive monitoring of business specific regulatory developments.**
**Products and Services Assessment**
- **Review product program and identify regulatory risk on new product and variation of existing product is in compliance with the regulatory requirements.**:
- **Review the services that will be offered to customers or outsourced to a service provider is in compliance with the regulatory requirements.**:
- **Review and provide clearance on non-marketing materials.**
**Communication with Regulators**
- **Act as liaison officer for BUs/SUs to communicate with regulators for clarification on regulatory related matters as well as responding to regulators' inquiries.**:
- **Review letters to regulators and provide feedback from regulatory perspective.**
**Advertisement and Marketing**
- **Review and provide clearance on marketing materials, where required.**
**Documents and Other Review**
- **Review policy and procedures of BUs/SUs and to provide feedback from regulatory perspective.**:
- **Review, recommend and ensure all rectification plans to non-compliance issues are completed and implemented.**
**Training/Culture**
- **Prepare training materials and conduct training/awareness on compliance and regulatory matters.**:
- **Promote compliance culture and best practices of compliance in the Bank.**:
- **Implement compliance framework and initiatives on a group wide basis.**
Job ID JR101855
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