Tl, Compliance Review Team 1

14 hours ago

Kuala Lumpur, Malaysia RHB Banking Group Full time

Working Hour

Regular Hours
Monday - Friday

Business Area

Compliance

Location

Malaysia - Kuala Lumpur

Description

**Primary Objective**:
To provide assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements for Business / Functional Areas, Departments, Thematic and annual assessments/ independent reviews as per Bank Negara Malaysia (BNM)’s guidelines.
**Key Responsibilities**:

- Develops, initiates and maintains the annual compliance review plan taking into consideration of the following:

- 212 business/functional areas across the bank
- Forward-looking, current or emerging risk relating to regulations across all sectors
- Annual risk rating results derived from the Compliance Risk Assessment Model (CRAM) and the Anti-Money Laundering Risk Assessment Model (AMLRAM)
- New regulations that have been issued or updated by the regulators and fully implemented by the Bank within the past year
- Past incidences / non-compliances
- Always keep abreast with the latest regulatory updates, trends and best practices.
- Collaborates with business/functional areas to appropriately evaluate and investigate compliance issues/concerns identified during the review.
- Conducts exit meetings with management to articulate any compliance issues/concerns.
- Work closely with BRCOs and the business/functional areas to develop/implement corrective action plans for resolution of compliance issues/concerns.
- Monitors correction action plans to ensure closure of compliance issues/concerns raised during the review.
- Monitors the performance of the annual compliance review plan and ensure appropriate steps are taken to accommodate any adhoc activities/requests from the regulators.
- Ensure reporting of violations or potential violations are documented and reported to Board and Management.
- Provides reports on a regular basis, and as directed or requested, to keep the Board and Management informed of compliance issues/concerns.
- Cultivate a team of Compliance Specialists that possess knowledge and skill in the business/functional areas within the bank.
- Inspire and motivate teamwork for achieving goals.
- Establishes and provides directions to the team members. Ensures all team members understand the missions ahead.
- Mediate disagreements between team members and set a behavioral code, if necessary.
- Ability to make quick and smart decisions under pressure or during tight deadline.
- Other task as requested by Head, Compliance Assurance

**Requirements**:
**Requirements**:Bachelor Degree - Any related field(s).

At least 6 years of experience in the financial industry. Experience in Audit will be an added advantage
- Good writing skills with ability to customize best practices to suit the Group’s compliance strategies.
- Good understanding of banking business and the relevant compliance obligations
- Able to work efficiently and effectively to meet tight deadlines
- Able to lead a team to achieve results

**Benefits**:
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards

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