Manager/assistant Manager, Operations Compliance

3 days ago

Kuala Lumpur, Malaysia Hong Leong Bank Full time

If you are looking to excel and make a difference, take a closer look at us

The role is responsible for all compliance initiatives and portfolio in the Group Operations & Technology (GOT) Division - in accordance and aligned to the Group Compliance framework, initiatives and activities, which in turn would be aligned to the Bank’s strategic direction and regulatory standards.

Job Responsibilities:

- Develop, implement, review and update policies and procedures to comply with legal and regulatory requirements, as well as internal standards and guidelines. Single point of contact for all compliance matters within GOT including reporting and escalation of incidences, in collaboration with Group Compliance.
- Drive and facilitate a culture of compliance in GOT, responsible to develop and drive activities/initiatives to increase and improve employees' knowledge and experiences on applicable laws, rules, regulations and guidelines.
- Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
- Assist with the coordination of any regulatory information requests, including meetings and audits.
- Propose/recommend initiatives to revise existing internal processes and/or adopt new processes to comply with new regulatory requirements, where necessary.
- Strong stakeholder engagement with all other divisions to collaborate and align on implementation and enforcement of relevant policies and procedures.
- Establish and share best practices, with reference to competitor benchmarks as appropriate.
- Job Requirements:

- Minimum Bachelor's in Law, Economics, Finance, Risk Management or equivalent.
- Minimum of 8 years of managerial experience in handling compliance, risk management or operations within a regulated financial institution.
- Knowledge of legislative aspects/regulatory requirements of banking and/or financial institutions is a key requirement.
- Strong communication and influencing skills - important : ability to see the big picture without losing attention to detail;
- Demonstrable ability to effectively communicate, both orally and in writing, through all levels of the organization.
- Possesses analytical and critical thinking. Attentive to details and possesses investigative nature.
- About Hong Leong Bank_
- We are a leading financial institution in Malaysia backed by a century of entrepreneurial heritage. Providing comprehensive financial services guided by a Digital-at-the-Core ethos has earned us industry recognition and accolades for our innovative approach in making banking simpler and more effortless for our customers. Our digital and physical offerings span across a vast nationwide network in Malaysia, strengthened with an expanding regional presence in Singapore, Hong Kong, Vietnam, Cambodia, and China._

  • Asset Management Officer

    3 days ago

    Kuala Lipis, Pahang, Malaysia Selinsing Gold Mine Manager Sdn Bhd Full time 60,000 - 120,000 per year

    Key Responsibilities: Asset Count & ReconciliationLead scheduled and ad hoc asset counts across operational and remote sitesReconcile physical inventory with CMMS and ERP records, resolving variances with documented logicMaintain master asset registers with validated counts, classification codes, and lifecycle status Asset Tag GovernanceDefine and enforce...

  • Junior Metallurgist

    20 hours ago

    Kuala Lipis, Pahang, Malaysia Selinsing Gold Mine Manager Sdn Bhd Full time 60,000 - 80,000 per year

    Primary Functions:Supervise all the activities of the processing plant as directed by the Process Superintendent, Technical Services Superintendent or Process Manager utilising the resources of the Shift Leader and Plant Operator.Supervise the flotation plant operation including the sampling process monitoring and reagent dosing management in order to...

  • Assistant Manager, Compliance

    2 weeks ago

    Kuala Lumpur, Malaysia Tokio Marine Group Full time

    **Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

  • Assistant Manager

    2 weeks ago

    Kuala Lumpur, Malaysia Agensi Pekerjaan ASK Resources Sdn Bhd Full time

    **Job Purpose** Oversee the department’s operation processes compliance and risk management. **Responsibilities** - Implement and drive effective compliance and operation risk control framework within the department in line with Policies and Guidelines from Bank Negara Malaysia, Head Offices and the Bank. - Coordinate, compile, review and obtain...

  • Manager, Compliance Operations

    21 hours ago

    Kuala Lumpur, Malaysia Funding Societies | Modalku Group Full time

    **Funding Societies | Modalku** is the largest SME digital finance platform in Southeast Asia. We are licensed and operating in Singapore, Indonesia, Thailand, Malaysia and Vietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fund, Khazanah and SMBC bank amongst many others. Funding Societies | Modalku provides business financing to small and...

  • Manager, Compliance Operations

    21 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Funding Societies | Modalku Group Full time 120,000 - 200,000 per year

    Funding Societies | Modalku is the largest SME digital finance platform in Southeast Asia. We are licensed and operating  in Singapore, Indonesia, Thailand, Malaysia and Vietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fund, Khazanah and SMBC bank amongst many others. Funding Societies | Modalku provides business financing to small and...

  • Manager, Compliance Operations

    21 hours ago

    Kuala Lumpur, Malaysia SWIFT Financial Messaging Services Full time

    About the Role We are looking for an experienced compliance professional to join our team as a Manager, Compliance Operations. In this role, you will be responsible for managing a team of compliance specialists focused on entity due diligence. You will oversee the full lifecycle of onboarding and ongoing due diligence, ensuring that SWIFT’s regulatory...

  • Mechanical Engineer

    21 hours ago

    Kuala Lipis, Pahang, Malaysia Selinsing Gold Mine Manager Sdn Bhd Full time 100,000 - 120,000 per year

    Key Task and Responsibilities:Able to supervise, coordinate, improve and schedule all the maintenance activities.Supervise, inspect and monitor all crew activities including visual inspections and measurements, proper procedures and documentation of objective quality evidence.Able to supervise, coordinate and ensure all the Preventive/Predictive/Corrective...

  • Asset Management

    5 days ago

    Kuala Lumpur, Malaysia BNP Paribas Full time

    **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market...

  • Manager, Compliance

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Asset Management Bhd Full time 100,000 - 120,000 per year

    Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...