Current jobs related to Manager, Compliance - Kuala Lumpur - Prudential plc
-
Cluster Revenue Manager APAC
9 hours ago
Kuala Lumpur, Malaysia Link Compliance Full timeWe are looking for an experienced Cluster Revenue Manager to join a leading international hospitality groups regional revenue management team, based in Shanghai, China. In this role, you will manage 23 hotel properties across the Asia Pacific region, focusing on revenue optimization, pricing strategy, and business performance analysis. You'll work closely...
-
Compliance Manager
2 days ago
Kuala Lumpur, Malaysia Nintex Full time**About Nintex**: At Nintex, we are transforming the way people work, everywhere. As the global standard for process intelligence and automation, we're trusted by over 10,000 public and private sector organizations across 90 countries. Our customers, from industry giants like Amazon, Coca-Cola, and Microsoft, rely on the Nintex Platform to accelerate their...
-
Manager, Compliance
2 days ago
Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Asset Management Bhd Full time 100,000 - 120,000 per yearJob ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...
-
Compliance Manager
2 days ago
Kuala Lumpur, Malaysia PeopleX HR Tech Sdn Bhd Full time**Job Overview**: The Compliance Manager in the industry ensures that the organization operates within the boundaries of regulatory, legal, and internal frameworks. This role involves managing compliance across financial, data protection, and technology regulations. The Compliance Manager will work closely with leadership to build, implement, and enforce...
-
Compliance Manager
9 hours ago
Kuala Lumpur, Kuala Lumpur, Malaysia Taylor Root Full time 120,000 - 180,000 per yearWe are seeking aCompliance Managerto join a global asset management firm and oversee compliance activities for its Malaysia entity. This is an exciting opportunity to work in a dynamic environment and ensure adherence to regulatory requirements while supporting business growth.Key Responsibilities:Manage and maintain the compliance framework for the Malaysia...
-
Compliance Manager
1 week ago
Kuala Lumpur, Malaysia StashAway Full timeAs the Compliance Manager, you will be responsible for overseeing and managing all aspects of compliance within StashAway Malaysia. In addition, you will also play a key role in the Group’s compliance function. You are part of the Company’s second line of defence to support the business in ensuring compliance with applicable local laws, regulations and...
-
Manager, Compliance
2 weeks ago
Kuala Lumpur, Malaysia Tokio Marine Group Full time**Responsibilities**: - To manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company. In addition, he/she is to ensure that the necessary documentations and processes of the Company are in line with any...
-
Manager, Compliance
4 days ago
Kuala Lumpur, Malaysia Chubb INA Holdings Inc. Full timeRegulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...
-
Compliance Manager
2 days ago
Kuala Lumpur, Kuala Lumpur, Malaysia Capital Dynamics Asset Management Sdn Bhd Full time 80,000 - 120,000 per yearAs Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :Establishing and implementing Compliance Programs,...
-
Manager, Compliance
10 hours ago
Kuala Lumpur, Kuala Lumpur, Malaysia KOPERASI CO-OPBANK PERTAMA MALAYSIA BERHAD Full time 120,000 - 180,000 per yearAbout the role We are seeking an experienced Compliance Manager to join our growing team at CO-OPBANK PERTAMA (CBP) in Kuala Lumpur. In this full-time position, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and internal policies, contributing to the compliance framework.What you'll be doingDeveloping, implementing,...
Manager, Compliance
2 weeks ago
Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.
JOB SCOPE:
To provide support in the design and implement compliance programs, policies and procedures and provision of proper guidance/advice to ensure that the Business Functions and members of the sales force conduct their business operations ethically and in accordance with applicable local laws, regulations, guidelines and Group compliance standards
PRINCIPAL DUTIES & RESPONSIBILITIES:
The below are description of key accountabilities and not meant to be exhaustive. As and when, the job description may change to respond to the development of business operations as well as regulatory changes.
- Provide regulatory compliance support, guidance, and advice to internal stakeholders, in relation to regulatory developments, gap analysis and projects, initiatives, process enhancements and etc.
- Manage and monitor regulatory changes, including coordinate gap analysis, with the relevant Business Functions and track action plans to closure.
- Support the Management on any regulatory compliance issues as they arise.
- Develop or update Regulatory Compliance procedures and checklists, where relevant
- Roll-out changes to Group Compliance Standards to Business Functions and complete gap analysis and track actionable items to closure.
- Assist in preparation of Annual Compliance Plan and ensure relevant activities are completed within the timeline
- Roll out of Regulatory Requirement Self-Assessment (RRSA)
- Preparation of compliance reports to Executive Risk Committee, Board Audit Committee, ExCo, Group Compliance and other relevant stakeholders, where relevant.
- Assist to liaise with Regulators, Group Compliance with regards to regulatory examinations or reviews, where relevant.
- Represent the Department as compliance advisor in initiatives or projects or process enhancements rolled out by the Company.
- Conduct Compliance training for Business Functions to improve their understanding on governing regulatory requirements. Update compliance training materials, as appropriate.
- Where relevant, support/perform other activities of the team such as Incident management, Third Party/Vendor due diligence, Compliance Risk assessment
- Carry out any other assignments/task as may be assigned from time to time.
JOB SPECIFICATION
Qualifications
Degree in Accounting, Finance, Law, Business, or other related discipline.
Experience
At least 5 years’ experience in compliance, audit, legal or a regulatory compliance related role; related working experience in insurance or banking would be an advantage.
Knowledge
- Good knowledge of regulatory guidelines governing the insurance industry or banking or other related financial services.
- Good knowledge of insurance or banking or other related financial services operations.
- Experience in compliance risk management
- Good communication and interpersonal skills
- Ability to work effectively in a team and manage stakeholders
- Ability to recommend a pragmatic approach for problem solving
- Ability to work in a demanding and collaborative environment
