Assistant Compliance Manager

3 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia Chubb Full time 120,000 - 240,000 per year

Job Description
Key Duties and Responsibilities :-
Regulatory Compliance

  • To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements.
  • To conduct gap analysis and monitor the implementation of new requirements until closure
  • To be involved in control designing to ensure controls put in place are adequate and effective.
  • To manage BNM/PIAM's queries and requests which includes compilation and coordination work.
  • To coordinate quarterly compliance risk assessments and risk register updates.
  • To manage and monitor requirements imposed by BNM on ad-hoc basis.

Training, Ethics and Market Conduct

  • To assist in maintaining an effective compliance communication program for the organization, including promoting (a) use of the compliance hotline, (b) heightened awareness of Code of Conduct, regulatory and statutory requirements and (c) understanding of new and existing compliance issues and related policies and procedures.
  • In coordination with Regional and Global Compliance, to work with Human Resources as appropriate to develop an effective compliance training program. This includes both initial (for a new employee or a change in regulatory, policy or procedures requirement) and periodic training to ensure all employees know their individual responsibilities relative to compliance issues.
  • To review advertising materials and market conducts.

Others

  • To assist in the implementation of all AMLCFTTFS requirements, regulations, policies, and controls.
  • To assist in the implementation of anti-bribery and corruption requirements, regulations, policies, and controls.
  • To assist, monitor and manage incidents including escalation and investigation and compliance review.
  • Any other duties as assigned from time to time

Qualifications
Skills, Experience and Qualification

  • Minimum 7 years' experience in compliance, legal and regulatory compliance, or corporate governance experience.
  • Preferably to have experience in the insurance or financial industry.
  • Preferably possess the relevant professional certification in Compliance.
  • Demonstrates effective communication, negotiation and interpersonal skills to be capable of dealing with all levels of personnel as well as external parties.
  • Resourceful, able to work with minimal supervision, deliver with tight deadlines and perform under pressure.
  • Strong project management and organizational skills and capability to handle multiple assignments at one time.
  • High degree of integrity and confidentiality.
  • Pleasant personality, responsible, dedicated and committed.
  • Sound research and analytical skills, good problem solving skills.
  • Proficient in MS Office application (Words, Power Point, Excel).
  • Good communication skills, high proficiency in both written and spoken English.

  • Manager, Compliance

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Asset Management Bhd Full time 100,000 - 120,000 per year

    Job ResponsibilitiesAssist the Head of Compliance ("HOC") to provide continuous training to Compliance staff and business units on compliance related matters;Assist the HOC to prepare compliance reports for both internal and external reporting;Assist the HOC to manage effective management of the Company's compliance risk and the Company's Compliance Policy...

  • Assistant Manager, Regulatory Compliance

    1 day ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Great Eastern Full time 60,000 - 120,000 per year

    About the JobTo ensure effective management of Compliance (GETB) function which act as a 2nd line of defence in the GE Group. Provide advice and technical support to GETB staff and management particularly in relation Enterprise Governance Risk and Compliance (eGRC) system as well as to monitor and ensure the business operates within the internal and external...

  • Assistant Manager, Group Compliance Monitoring

    1 day ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Alliance Bank Malaysia Berhad Full time 60,000 - 120,000 per year

    Job Responsibilities:Enterprise Wide Compliance Risk AssessmentAssist on the development of Compliance Risk Assessment Scorecard by Entities and Branches.Compliance Review PlanAssist to formulate and update the annual Compliance Review Plan pertaining to technologies review.Assist on the progress of the execution of bank wide reviewsHead Office Review /...

  • Compliance Assistant Manager

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Raffcomm Sdn Bhd Full time 30,000 - 70,000 per year

    Key ResponsibilitiesService Operations ManagementLead and manage the Service Operations Unit, providing day-to-day oversight, strategic direction, and operational support to ensure efficient service delivery.Oversee digital certification services, including processes for certificate application, issuance, renewal, and revocation.Ensure proper audit trails...

  • Manager, Compliance Assurance

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia HLB Full time 60,000 - 120,000 per year

    If you are looking to excel and make a difference, take a closer look at us…Job Summary:Incumbent is responsible to independently review the Banking Group's existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements.The objective is to provide the Bank's Board of Directors and management on the Bank's...

  • Compliance Manager

    24 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia BigPay Malaysia Sdn. Bhd. Full time 120,000 - 180,000 per year

    Hiring CompanyBPM BigPay Malaysia Sdn. Bhd.Job DescriptionJoin the BigPay Team Levelling up people's life, one transaction at a time.What we do, and why we do itThe financial system is evolving to give consumers the transparency, control and financial wellbeing they deserve. In a world where technology can change how we live for the better, there is no...

  • Compliance Manager

    1 day ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Taylor Root Full time 120,000 - 180,000 per year

    We are seeking aCompliance Managerto join a global asset management firm and oversee compliance activities for its Malaysia entity. This is an exciting opportunity to work in a dynamic environment and ensure adherence to regulatory requirements while supporting business growth.Key Responsibilities:Manage and maintain the compliance framework for the Malaysia...

  • Manager, Payments Compliance

    1 day ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Modalku Group Full time 80,000 - 120,000 per year

    Funding Societies | Modalku is the largest SME digital finance platform in Southeast Asia. We are licensed and operating  in Singapore, Indonesia, Thailand, Malaysia andVietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fund, Khazanah and SMBC bank amongst many others. Funding Societies | Modalku provides business financing to small and...

  • Compliance Manager

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Capital Dynamics Asset Management Sdn Bhd Full time 80,000 - 120,000 per year

    As Compliance Manager, the scope of work and responsibilities will cover the compliance and regulatory needs of our fund management operations in Kuala Lumpur, Singapore, Sydney and Hong Kong.You will be responsible for establishing and managing the compliance needs of Capital Dynamics. This will include :Establishing and implementing Compliance Programs,...

  • Manager, Compliance

    1 day ago

    Kuala Lumpur, Kuala Lumpur, Malaysia KOPERASI CO-OPBANK PERTAMA MALAYSIA BERHAD Full time 120,000 - 180,000 per year

    About the role We are seeking an experienced Compliance Manager to join our growing team at CO-OPBANK PERTAMA (CBP) in Kuala Lumpur. In this full-time position, you will play a crucial role in ensuring the bank's adherence to regulatory requirements and internal policies, contributing to the compliance framework.What you'll be doingDeveloping, implementing,...