Assistant Manager, Group Compliance Monitoring

3 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia Alliance Bank Malaysia Berhad Full time 60,000 - 120,000 per year

Job Responsibilities:

Enterprise Wide Compliance Risk Assessment

  • Assist on the development of Compliance Risk Assessment Scorecard by Entities and Branches.

Compliance Review Plan

  • Assist to formulate and update the annual Compliance Review Plan pertaining to technologies review.
  • Assist on the progress of the execution of bank wide reviews

Head Office Review / Testing

  • Conduct compliance review activity as per the Compliance Review Plan or ad-hoc reviews as and when requested by the Senior Management / Board / Regulators.
  • Conduct compliance monitoring, review and reporting activities including independent validation of corrective action plans relating to compliance issues arising from compliance reviews.
  • Provide constructive recommendations to Business/Support Units with the objective of improving the internal controls and compliance risk awareness within these units
  • Provide periodic reports to Senior Management and BOD on status of reviews and review results.
  • Collaborate with all functions of the Bank to ensure technology regulatory requirements.

Other Ancillary Functions

  • Attend to ad-hoc requests and other related matters as deemed necessary by the Group Chief Compliance Officer.

Job Requirements:

  • High level of analytical thinking, problem-solving and interpersonal skills
  • Good writing and communication skills
  • Possess a risk and control mindset
  • Proactive, able to work independently as well as a team
  • At least 5 years working experience in compliance, internal audit or risk & control management in a financial institution.
  • Regulatory compliance and banking operations experience is an added advantage
  • Relevant Professional Qualification or Bachelor Degree in Banking/Finance; Computer Science/Information Technologies/Computer Engineering would be an added advantage

  • Monitoring & Testing (Group Compliance)

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia AmBank Group Full time 90,000 - 120,000 per year

    Job Responsibilities:- Assist in the development of the annual Compliance Plan- Assist in developing risk-based review approach and testing program for each line of business- Perform adherence review & testing review in accordance to methodology in a timely manner- Identify the observation/ areas of concerns that exist for the processes and controls covered-...

  • AVP, Group Compliance

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Kenanga Investment Bank Berhad Full time 90,000 - 120,000 per year

    Primary Objective:To support and assist the Senior Vice President of Capital Market Supervision, Group Compliance ("SVP of CMS"), to promote and manage regulatory compliance requirements of investment banking, equity derivatives, treasury, research, private equity business in Kenanga Group. Besides, to also facilitate and assist in control room related...

  • Legal Compliance Manager

    5 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Group Full time 90,000 - 120,000 per year

    Job SummaryThe Manager, Legal and Compliance is responsible for providing legal advice, managing contract processes, and supporting legal oversight across the company and Group entities. Oversees the compliance framework, ensures adherence to regulatory requirements, and drives implementation of compliance policies including ABC and PDPA. Works closely with...

  • Compliance Monitoring

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia CIMB BANK BERHAD Full time 90,000 - 120,000 per year

    Join a forward-thinking bank committed to integrity and strong governance. We're looking for a Compliance Monitoring / Assurance Manager to lead impactful reviews and drive continuous improvement in our compliance framework. What You'll DoLead thematic reviews, peer reviews, and CET validationsUse data analytics to identify emerging compliance risks•...

  • Group Finance Manager

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Wellous Group Full time 900,000 - 1,200,000 per year

    The Group Finance Manager is responsible for leading the Group's consolidation and financial reporting activities. This role ensures accuracy, compliance, and governance of financial reporting across all entities and jurisdictions, while supporting management with clear financial insights and continuous process improvements.The role combines strong technical...

  • Intern, Portfolio Monitoring and Management

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia UEM Group Berhad Full time 30,000 - 90,000 per year

    About UsOur journey began in from a construction company, we have emerged to become one of Malaysia's leading engineering-based infrastructure and services group and today, we have expanded our presence into green industries.Our presence today transcends the borders of Malaysia into emerging and developed countries, focusing on five key businesses namely...

  • Manager - Legal, Compliance & Secretariat

    5 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia MAGMA GROUP BERHAD Full time 90,000 - 120,000 per year

    JOB SUMMARY:The Manager – Legal, Compliance & Secretariat is responsible for leading and driving all legal, governance, and compliance strategies across Magma Group. As the principal legal advisor to the Group Chairman, Board, and Senior Management, this role ensures that all business decisions are executed within a robust legal, regulatory, and ethical...

  • Manager, Payments Compliance

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Modalku Group Full time 80,000 - 120,000 per year

    Funding Societies | Modalku is the largest SME digital finance platform in Southeast Asia. We are licensed and operating  in Singapore, Indonesia, Thailand, Malaysia andVietnam, and backed by Sequoia India (Peak XV), Softbank Vision Fund, Khazanah and SMBC bank amongst many others. Funding Societies | Modalku provides business financing to small and...

  • Legal Manager and Compliance Officer

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia GuocoLand Group Full time 80,000 - 120,000 per year

    Join our dynamic team as ourLegal Manager and Compliance Officer,where you'll play an important role in safeguarding the company's legal and regulatory integrity. This position offers aunique opportunityto shape the compliance and governance landscape for the Group, including a listed Real Estate Investment Trust (REIT),while providing legal counsel across...

  • Group Internal Audit Manager

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Global Fashion Group Sgp Services . Full time 120,000 - 240,000 per year

    Group Internal Audit ManagerLocation: Malaysia KLSalary: competitive + company benefitsTravel: 5-10% per annum across GFG functional offices and regional businesses. THE TEAM The internal Audit team is distributed across four regions throughout the Group. We are looking for a Group Internal Audit Manager to join our team in Kuala Lumpur, Malaysia. Looking...