Jobs: compliance

JOB DESCRIPTION: - Ensuring adherence to regulations and policies - Identifying and mitigating compliance risks - Conducting audits and investigations - Developing and implementing compliance training - Monitoring and reporting on compliance issues - Responding to compliance concerns and complaints - Collaborating with other departments and...

Compliance Specialist, Regulatory Compliance FI looking for an experienced Regulatory Compliance Advisory professional to join their teamYour new company A fast-growing global financial institution with an ambitious growth plan and a vision to become a better leader in its field is seeking a Compliance Manager to join their team. Your new role You will have...

Compliance Specialist, Regulatory Compliance FI looking for an experienced Regulatory Compliance Advisory professional to join their teamYour new company A fast-growing global financial institution with an ambitious growth plan and a vision to become a better leader in its field is seeking a Compliance Manager to join their team. Your new role You will have...

Compliance Assurance Review, Compliance Posting Date: 15-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

**Compliance Testing** **-** **(**2400005V**)** 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: - To perform risk assessment framework for compliance review; - To design review plan for compliance testing; - To design or leverage on existing KRIs; -...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

Compliance Intern Task Description: 1. Assisting Compliance Manager in Compliance Training - preparing slide, attendance list, sending training invitation  2. Assisting Compliance Manager in Internal Control System Cycle (ICS) - taking minute of meeting, review documents submitted by business unit etc 3. Conducting health check and preparing...

The job scope of a compliance officer primarily revolves around ensuring that a company operates within the boundaries of laws, regulations, and internal policies. This involves: 1. **Monitoring and Assessing**: Regularly keeping an eye on the company's activities, transactions, and operations to identify any potential compliance issues or violations. 2....

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to...

To conduct compliance reviews based on the agreed CPs. - To assist the Head of Compliance to execute appropriate changes to Compliance Programmess for KIB compliance. - To prepare the relevant reports for submission to the relevant regulatory authorities within the stipulated timeframe. - To assist the Head of Compliance in providing advice to internal...

Implement policies, procedures and controls to effectively manage the Company's compliance risk. Provide timely compliance support and advice to the management and branch staff. To conduct regular compliance inspections and reviews of branches. To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur officeKey Responsibilities:Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to identify...

Job description The client that I am working with is a prominent financial institution operating within the Malaysian market. Known for its expertise in investment banking, brokerage services, and research analysis, the firm holds a significant presence in the region's financial landscape. You will be working closely with the head of department to provide...

Job Responsibilities 1. Maintaining compliance files, including uploading, and organizing document in a document management system. 2. Coordinate internal and external efforts to adequate compliance audit coverage and minimize duplicate efforts. 3. Perform research on compliance issues as they arise from internal and external inquiries and document research....

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules, regulations and...

Lead the company’s compliance efforts by designing, implementing, documenting, and updating internal controls, policies, and procedures to assure compliance with applicable local, state, and federal laws and regulations - Work with management and staff to research, identify and manage compliance risk ensuring the company has internal controls that...

**Requirements** - Required language(s): English, Bahasa Malaysia - At least 1 Year of working experience as Compliance in collection/receivable or related field & Legal knowledge is an advantage. - Preferably from Compliance specialized in Banking/Financial Services, Call Centre, Debt Collection Agency or equivalent. In charge of supervising and...

Job Information Job Opening ID - ZR_1722_JOB Industry - Legal & Compliance City - Cyberjaya Country - Malaysia As a Compliance Analyst at Deriv, you will ensure our business partnerships adhere to laws, regulations, and industry standards. The role will require you to collaborate across teams, assess diligently, and provide valuable insights to...

**Job details**: Posted 25 March 2024 SalaryRM7000 - RM16000 per month LocationKuala Lumpur Job type Permanent DisciplineBanking & Financial Services Reference272200_1711368248 **Our client is looking for a Compliance Officer to be part of their big and reputable organization in the bankiing and financial services sector. This team is aimed to...

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