Compliance Manager

If you are looking to excel and make a difference, take a closer look at us Principally accountable to set up and lead the monitoring and surveillance team by establishing adequate framework, processes and procedures in place, inclusive of ongoing monitoring process. This is achieved by leveraging on technology, detection and monitoring methodologies to: -...

If you are looking to excel and make a difference, take a closer look at us Overview The Manager, Compliance (FCC Advisory - Financial Action Task Force) will report to Head, Compliance (Financial Crime Compliance Control, Advisory & Assurance) and support the team in establishing the Anti-Money Laundering/Counter Financing of Terrorism (AML/CFT) and...

**Responsibilities**: - To support the Compliance Manager in preparing documentations relating to compliance and the reporting pack for the Compliance Committee and the Executives. - To support the Compliance Manager in the identification and mitigation of regulatory risks including identification and implication of emerging regulatory issues. - Develop,...

Location: - Kuala Lumpur- Specialisation: - Banking & Financial Services / Insurance- Salary: - MYR 120,000 - 180,000 (Annual)- Reference: - PR/156971- Contact details: - Miki Tiong- Job published: - March 14, 2024 16:04- Conduct compliance monitoring and testing to identify and assess compliance risk including adequacy of internal controls put in place to...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

about the companyA long-established public-listed company in the construction and property development industry. about the jobTo oversee legal and compliance matters for the company, manage regulatory affairs, handle corporate and commercial contracts and legal risk management, deliver training on ethics, legal, and compliance matters, address compliance...

about the companyA long-established public-listed company in the construction and property development industry. about the jobTo oversee legal and compliance matters for the company, manage regulatory affairs, handle corporate and commercial contracts and legal risk management, deliver training on ethics, legal, and compliance matters, address compliance...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

If you are looking to excel and make a difference, take a closer look at us Overview The Manager / Assistant Manager, Compliance (Advisory & Specialist Support) will report to the Head - Compliance Advisory & Specialist Support and is responsible to assess and advise on regulatory compliance as well as to support the Group’s Compliance framework,...

-Job description **Some careers have more impact than others.** If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories....

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Location**:Bukit Bintang, Kuala Lumpur **Company background**: Global investment bank that engages in brokerage services, private wealth management, investment banking, investment management and financial research **Responsibilities**: - Perform compliance reviews and compliance risk assessments, identify any weaknesses and, where necessary, recommend...

If you are looking to excel and make a difference, take a closer look at us Overview The Manager, Compliance (Assurance) is responsible for the independent review of the Bank's existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. This role reports to the Head of Compliance (Assurance). Key...

**AML Compliance Manager** **-** **(**240000BV**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

**Job Purpose**:** As **APAC Legal & Compliance Manager** you will be **responsible to regularly and proactively advise and support business on all legal and compliance matters across our APAC operations (except China) ***: **Main Tasks and Responsibilities**: ***: - Interact effectively with business teams across APAC to understand business challenges and...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

**Compliance Analyst**: - Legal- Kuala Lumpur, Malaysia**We’re Building the Future of Capital Markets; ‍**: enabling entrepreneurship, job creation, financial inclusion, and economic resilience - As Asia's largest licensed digital securities exchange for alternative investments, Alta is at the forefront of building critical capital market...

Minimum 7 years working experience with at least 4 years of solid project management experience in financial industry focused on AML compliance projects. 1. Good Command of English (verbal and written) 2. Experience in leading cross functional teams 3. Solid experience anti-money laundering, compliance monitoring or screening. 4. Sound knowledge in AML...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...