Compliance Support Officer

2 weeks ago


Kuala Lumpur, Kuala Lumpur, Malaysia AS White Global Pty Ltd Full time

The Opportunity


Our client is one of Australia's largest insurance companies focused on workers' compensation, risk management, claims management, and personal injury management.

Currently looking for a Compliance Support Officer to join the team in
Kuala Lumpur. The purpose of this role is to provide compliance, risk and governance support to the Security & Governance function in delivering security, risk and governance practices across the Technology business area

Key Responsibilities

  • Assist with compliance, governance and riskrelated activities and programs of work
  • Preparing responses to security questionnaires & assessment requests from the business with support
  • Assist with the development and execution of control testing procedures to assess the effectiveness of Technology/security controls across the Technology function
  • Regular liaison with all stakeholders to ensure timely completion of actions and reports
  • Assist with compilation of regular updates and reporting requirements
  • Draft/develop correspondence, reports and presentations as required
  • Assist with completion of adhoc tasks, such as drafting communications and coordination of governance, compliance and risk activities as required

Skills, Experience & Qualifications

  • Min Diploma / Degree in the relevant field
  • Experience working for an Australian company, or regulated entity, banking, finance, or insurance industry is desirable
  • Minimum 6 years of knowledge and experience in the areas of risk, governance or compliance, or a willingness to pick up these skillsets through onthejob training
  • Knowledge or experience in information security, compliance or governance related field
  • Superior time management and organization skills to direct and prioritize own work responsibilities and outcomes
  • Experience in delivering on outcomes in a Technology function

ASW Offers

  • A diverse, inclusive, and supportive company culture.
  • Competitive remuneration.
  • Opportunity to collaborate and work with global clients and stakeholders.
  • Medical benefits.
  • Great Paid Leave entitlements.
  • Team outings, travel opportunities, company parties/events, and other exciting activities.
  • Exposure to an international environment, working with people across Malaysia, Vietnam, the Philippines, and Australia.
  • Industry and rolerelated training.
  • Ongoing career opportunities.
LI-IJ1
  • Compliance Officer

    2 months ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

  • Compliance Officer

    4 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia BNP Paribas Full time

    COMPLIANCE OFFICER (FS/KYC) (JOB NUMBER:COM002648)In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia PineBridge Investments Full time

    We are currently looking for a Compliance professional to join our Malaysia office.Responsibilities for this position are as follows:Regulatory/Core compliance: Oversee the Malaysia entity to ensure its compliance with local laws and regulations; Monitor regulatory developments, perform gap analysis and advise senior management, Board of Directors and...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia BOA Alphaline Full time

    To establish and ensure the company comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews in accordance with the Annual Work Plan. To provide advice, guidance, support and implement compliance solution to company to ensure effective implementation of the compliance objective/culture....

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Wahed Full time

    Compliance OfficerAbout Wahed:We have a passion to reduce financial inequality and exclusion by building world leading financial products and services aimed at giving access to all. We are a New York headquartered Financial Technology (FinTech) company focused on serving values-based (shariah compliant) digital financial services to retail clients globally,...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Cognizant Technology Solutions Full time

    Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Generali Malaysia Full time

    Job Scope / Position Summary Compliance Officer, Business, Regulatory & AFC Compliance is part of the Compliance and AFC Functions responsible to support (a) all Business and Regulatory compliance, ensuring the implementation of processes and procedures designed to ensure compliance with (i) laws and regulations applicable to the business/operation; (ii)...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia MobilityOne Sdn Bhd Full time

    Job Descriptions: The hiring is for our Subsidiary company One Transfer Remittance Sdn Bhd. To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. To assist the Head of Compliance to ensure the effectiveness of a groupwide compliance program within Company and the subsidiaries. Take an active...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Cognizant Technology Solutions Full time

    Role: IT Compliance Officer/SpecialistLocation:KL Sentral**Description: The orchestration and completion of all required incountry (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews. Timely completion of access recertification, user access reviews and all other incountry Identity Access Management...


  • Kuala Lumpur, Kuala Lumpur, Malaysia RHB Banking Group Full time

    Working Hour Regular Hours Monday Friday Business Area Compliance Location Malaysia Kuala Lumpur DescriptionPrimary Objective:Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management's activities and operations with relevant laws, rules, regulations and guidelines.Key...


  • Kuala Lumpur, Kuala Lumpur, Malaysia ByteDance Full time

    About the CompanyFounded in 2012, ByteDance's mission is to inspire creativity and enrich life. With a suite of more than a dozen products, including TikTok, Helo, and Resso, as well as platforms specific to the China market, including Toutiao, Douyin, and Xigua, ByteDance has made it easier and more fun for people to connect with, consume, and create...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Billmount Sdn bhd Full time

    DESCRIPTION: Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines.ROLES: Participate in all audit assessment including monitor the compliance performance. Emphasis monthly track reports on compliance and...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Citigroup Inc. Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Billmount Sdn bhd Full time

    DESCRIPTION: Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines.ROLES: Participate in all audit assessment including monitor the compliance performance. Emphasis monthly track reports on compliance and...

  • Compliance Officer

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Placid Express Sdn Bhd Full time

    Implement the company AML/CFT Program. Ensure customer CDD/EDD is in place. Review/release pending and exception transactions Communicate and followup with front liner staff on CDD/EDD issues. Analyze unusual transaction or red flags and submit draft STR report to Head of Compliance. Monitoring branches AML/CFT implementation program is in accordance with...

  • Compliance Specialist

    2 months ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

  • Compliance Specialist

    2 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

  • Compliance Specialist

    4 weeks ago


    Kuala Lumpur, Kuala Lumpur, Malaysia Randstad Malaysia Full time

    about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Citi Full time

    Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...