Asset Management Compliance Officer

Working Hour Regular Hours Monday Friday Business Area Compliance Location Malaysia Kuala Lumpur DescriptionPrimary Objective:Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management's activities and operations with relevant laws, rules, regulations and guidelines.Key...

ASSET MANAGEMENT -COMPLIANCE - ASSISTANTCOMPLIANCE MANAGER (JOB NUMBER:REG000390)ROLE DESCRIPTION AND PURPOSEThe person would support the compliance function within BNPP AM Malaysia businesses.The compliance department will ensure that financial security rules, protection of clients' interest, professional ethics, prevention of market abuses, and compliance...

a) To assist the Building Manager/Asset Manager and/or its assigned Officer in supervising the day to day operation of the building;b) To attend to tenants' complaints and to answer all enquiries.c) To supervise and maintain the operation of all mechanical and electrical installations in the building in accordance with the requirements of the relevant...

About UOB:United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

ASSET MANAGEMENT -COMPLIANCE - ASSISTANTCOMPLIANCE MANAGER (JOB NUMBER:REG000422)ROLE DESCRIPTION AND PURPOSEThe person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards.The compliance department will ensure that financial security rules,...

We are currently looking for a Compliance professional to join our Malaysia office.Responsibilities for this position are as follows:Regulatory/Core compliance: Oversee the Malaysia entity to ensure its compliance with local laws and regulations; Monitor regulatory developments, perform gap analysis and advise senior management, Board of Directors and...

a) Provides assistance and administrative support to the Concierge Department.b) Supervise the daily activities of the Concierge Department.c) Ensure that all owners & guest enquires are handling in a professional, efficient manner.d)Provide world class service in the areas of tenant handling, information, eg: transportation, travelling, gourmet, building...

a) Provides assistance and administrative support to the Building & Concierge Management.b) Supervise the daily activities of the Building & Concierge Management.c) Ensure that all owners & guest enquires are handling in a professional, efficient manner.d)Provide world class service in the areas of tenant handling, information, eg: transportation,...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

Role: IT Compliance Officer/SpecialistLocation:KL Sentral**Description: The orchestration and completion of all required incountry (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews. Timely completion of access recertification, user access reviews and all other incountry Identity Access Management...

COMPLIANCE OFFICER (FS/KYC) (JOB NUMBER:COM002648)In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions...

Company Overview: Our client is a leading listed company in Malaysia with a diverse portfolio of assets, including infrastructure assets. The company is known for its innovative approach and strategic investments in high-growth sectors. As the company continues to expand its asset management team, it is seeking a highly experienced Vice President (VP) of...

Company Overview: Our client is a leading listed company in Malaysia with a diverse portfolio of assets, including infrastructure assets. The company is known for its innovative approach and strategic investments in high-growth sectors. As the company continues to expand its asset management team, it is seeking a highly experienced Vice President (VP) of...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Responsibilities: Responsible for onsite asset management according to IDC asset SOP Ensure the security and consistency of IDC room assets Daily operations related to asset management.Responsibilities:Receiving Incoming stock and materials, picking and filling ordersSort, organize and retrieving stockPackage items and label correctly, scan delivered items...

Operating since 1997 as a licensed fund manager, Capital Dynamics is expanding into unit trust management business in Malaysia. We seek Client Services Associates to support our fast-growing base of investors.Based in Kuala Lumpur, your roles and responsibilities will include: o Resolve constant flow of clients' enquiries and feedback in a timely,...

ASSET MANAGEMENT - INVESTMENT - PORTFOLIO MANAGER, ASEAN EQUITIES (JOB NUMBER:ICROLE DESCRIPTION AND PURPOSETo conduct bottom-up research on ASEAN equities and provide timely recommendations that will help positively to out-perform of portfolios invested.KEY RESPONSIBILITIES Bottomup company analysis: to conduct bottomup research on companies in the...

Compliance Analyst: Legal Kuala Lumpur, MalaysiaWe're Building the Future of Capital Markets; ‍:enabling entrepreneurship, job creation, financial inclusion, and economic resilience As Asia's largest licensed digital securities exchange for alternative investments, Alta is at the forefront of building critical capital market infrastructure. We believe that...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...