Risk Control Specialist, i

2 weeks ago


Kuala Lumpur, Kuala Lumpur, Malaysia CIMB Full time
Job Description

Responsibilities:

  • Responsible for management of operational risk and compliance risk for units within Group Operations MY as stated in the appointment letter.
  • Execute operational risk framework as per Group Non-Financial Risk Management (NFRM) & Group Compliance (GC) requirements to meet desired validation score for Group Operations as a whole.
  • For external regulatory examination, the Risk & Control Officer is responsible to act as a liaison and address all concerns and requirements of regulators with respect to risks within their functional area of responsibility.
  • Provide support and guidance to the DCORO & QA testers in performing their daily tasks and activities.
  • Work closely with the HODs in terms of advising as well as identifying potential risk exposure occurring at the Operations department.
  • Assess and ensure the effectiveness of the DCORO performance is maintained and provide input to HODs.
  • Work closely with RCU (Onboarding Management) and the Operations Department to ensure that the onboarding of new processes is managed well and risk matters are assessed prior to onboarding.
  • Participate in new projects initiated by the Operations department and assess the risk-related matters.
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