Assistant Vice President, Wealth Asia Risk and

1 week ago


Kuala Lumpur, Malaysia Citi Full time

At **Citi**, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - whether they be consumers, corporations, governments or institutions - to help them meet their biggest opportunities and face the world's toughest challenges.

Citi’s Wealth Asia Business serves two of the fastest growing cities, Singapore and Hong Kong through our Retail, IPB and Private Bank Business. Wealth Asia business offers a diversified range of products ranging from insurance products to complex wealth management products, including FX Products to in excess of 115M customers, with US$260B in client volumes, US$2.4B of total revenue, Asset Under Management of US$42B along with a deposit book of US$90 Billion. These customers are serviced by 1,000 odd Relationship and Private Bankers. With more than a century of enviable brand, Best-in-Class digital client acquisition, diverse Wealth Management product capability and market leadership, we are competitively well-positioned to grow a high-quality customer base that benefits most from our product and network capabilities.

We’re currently looking for a high caliber professional to join our team as **Assistant Vice President, Wealth Asia Risk and Control - Hybrid** (Internal Job Title: Compl Bus Control Manager - **C12**) based in Kuala Lumpur, Malaysia. Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. For instance:

- Citi provides programs and services for your physical and mental well-being including access to telehealth options, health advocates, confidential counseling and more. Coverage varies by country.
- We believe all parents deserve time to adjust to parenthood and bond with the newest members of their families. That’s why in early 2020 we began rolling out our expanded Paid Parental Leave Policy to include Citi employees around the world.
- We empower our employees to manage their financial well-being and help them plan for the future.
- Citi provides access to an array of learning and development resources to help broaden and deepen your skills and knowledge as your career progresses.
- We have a variety of programs that help employees balance their work and life, including generous paid time off packages.
- We offer our employees resources and tools to volunteer in the communities in which they live and work. In 2019, Citi employee volunteers contributed more than 1 million volunteer hours around the world.

This role is part of the Wealth Asia Risk and Control team and is integral to establishing a robust Wealth sales control that enables effective risk and control management by the Wealth Asia business.

Reporting to the Wealth Asia Risk and Control Lead for Citigold/Citi Private Client (CG/CPC) controls, this role will be responsible for managing sales & distribution (S&D) related controls, segment management (SM) related controls, manager control assessment (MCA) testing, policies and procedures, and branch controls. The incumbent is expected to stay abreast in ensuring compliance on global and regional policies, legal and regulatory guidelines that relate to Retail Branch Operations, and Client Servicing.

**In this role, you’re expected to**:

- **MCA Management**: Provide end to end MCA management for S&D and SM businesses.
- Drive the overall MCA including both the Regional Offices Quarterly and Annual Risk Assessment (QRA/ARA) processes.
- Perform quality assurance on country MCA results, ensure data quality uplift, action on adverse risk/control trends, SMP Adoption, Simplification/Rationalization.
- Analyze MCA issues/trends & work with the business on implementing appropriate corrective actions.
- ** S&D and SM Governance Framework**:Drive the execution of a robust and consistent of both a S&D (covering all sales, service and branch operations channels across CG, CPC teams and products including insurance, investments & deposit) and SM (covering oversight on launch of new segment/value proposition, client events) governance framework for Asia. Enhance the focus on controls to ensure that branch banking, sales and distribution, front office operations practices, launch of new segment/value proposition follow Citigroup policies and local regulations and that supervision and monitoring processes are fully effective.
- ** Specialist Risk and Control Advisory to Business**:Works in close partnership with the Business Heads providing specialist risk and control advice and guidance to ensure consistency across the S&D and SM MCA ARCMs (Activities, Risks, Controls, Monitoring). Ensure continual line-of-sight on risks and controls across all S&D, Branch Operations and SM activity business processes inclu



  • Kuala Lumpur, Malaysia Marsh McLennan Full time

    Assistant Vice President - Broking Treaty **Company**: Guy Carpenter **Description**: Assesses risk expertise and knowledge of industry and carriers to help develop placement solutions that meet client needs. Implements the Placement strategy to achieve growth goals and provide exceptional client service. Documents all activities in the system to ensure...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Alliance Bank Malaysia Berhad Full time

    Alliance Bank Malaysia Berhad seeks a high caliber professional to join its Group IT Risk department under Group Risk Management division as a Vice President, Technology Risk Assurance.About the JobThis role involves determining the needs to manage the bank's technology and cyber security risks while meeting business service commitments. The successful...


  • Kuala Lumpur, Malaysia Citi Full time

    Citibank serves as a trusted advisor to our retail, mortgage, small business and wealth management clients at every stage of their financial journey. Through Citi's Access Account, Basic Banking, Citi Priority, Citigold and Citigold Private Client, we offer an array of products, services and digital capabilities to clients across the full spectrum of...

  • Vice President

    7 days ago


    Kuala Lumpur, Kuala Lumpur, Malaysia alrajhi bank Malaysia Full time

    The Vice President - Structured Products role is primarily responsible for structuring Derivatives and Structured Products for the distribution by the Bank's Treasury Sales and Wealth Management Teams.What will you do:Closely work with Sales and Trading teams within Treasury Division, Relationship Managers of Corporate Banking Division and Wealth Management...


  • Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Aon Full time

    Job Description: We are seeking a Manager or Assistant Vice President to join our Health Solutions team in KL, Malaysia. This hybrid role combines virtual and office work with flexibility. The successful candidate will partner with Account Management to ensure client needs are met, address COE Team and Account Management concerns, and participate in insurer...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Bank of America Full time

    Job SummaryWe are seeking a highly skilled and experienced professional to join our team as a Vice President of Regulatory Affairs. In this role, you will play a key part in shaping our compliance and operational risk management strategies.Main ResponsibilitiesDevelop and implement compliance and operational risk management policies and procedures.Lead the...


  • Kuala Lumpur, Malaysia Citi Full time

    Citibank serves as a trusted advisor to our retail, mortgage, small business and wealth management clients at every stage of their financial journey. Through Citi's Access Account, Basic Banking, Citi Priority, Citigold and Citigold Private Client, we offer an array of products, services and digital capabilities to clients across the full spectrum of...


  • Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time

    We are committed to providing a positive and supportive work environment where our employees can grow and develop their careers. As Vice President, Credit Administration, you will be part of a dynamic team that values collaboration, innovation, and continuous learning.Key Responsibilities:Data management and maintenance;Policies and operational...


  • Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time

    Vice President, Group Enterprise RiskApply locations Menara Affin, TRX time type Full time posted on Posted 30+ Days Ago job requisition id JR101792Create the future with Affin You too can make a difference.We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet...


  • Kuala Lumpur, Malaysia BNP Paribas Full time

    VICE PRESIDENT, REGULATORY REPORTING (JOB NUMBER: FIN003035) In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and...


  • Kuala Lumpur, Kuala Lumpur, Malaysia MUFG Bank, Ltd Full time

    Assistant Vice President, Audit (IT)Apply locations MUFGM, Kuala Lumpur Branch time type Full time posted on Posted 2 Days Ago job requisition id 10069375-WDDo you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000...


  • Kuala Lumpur, Kuala Lumpur, Malaysia MUFG Full time

    Assistant Vice President, Audit (IT)Apply locations: MUFGM, Kuala Lumpur BranchTime type: Full timePosted on: Posted 27 Days AgoJob requisition id: 10069375-WDDo you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000...


  • Kuala Lumpur, Kuala Lumpur, Malaysia Alliance Bank Malaysia Berhad Full time

    Vice President, Technology Risk AssuranceAbout Alliance Bank Malaysia BerhadAlliance Bank Malaysia Berhad and its subsidiary, Alliance Islamic Bank Berhad, offers banking and financial solutions through its consumer, SME, corporate, commercial and Islamic banking. The Bank provides easy access to its broad base of customers throughout the country via...


  • Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Why join us?** Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the...


  • Kuala Lumpur, Kuala Lumpur, Malaysia MUFG Bank (Malaysia) Berhad Full time

    Add expected salary to your profile for insightsDo you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for...


  • Kuala Lumpur, Malaysia UOB Centre of Excellence (M) Sdn Bhd Full time

    Job Description '“ Assistant Vice President (Payroll)  Execution and delivery of day-to-day HR operational activities to ensure accurate and timely delivery of payroll processing.  Oversee the administrative support for schemes introduced by HR from time to time, such as Employee Referral Scheme, Insurance, Medical and other Benefit Schemes....


  • Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time

    Vice President, Treasury Credit RiskApply LocationsMenara Affin, TRXJob PurposeTo manage and oversee credit risk exposure from market-traded instruments, ensuring proper risk assessment, monitoring, and mitigation. This role involves direct reporting to the Head of Credit Risk & indirect reporting to Head of Market Risk, ensuring close collaboration and...


  • Kuala Lumpur, Malaysia Affin Bank Full time

    Vice President, Credit Surveillance **Create the future with Affin! You too can make a difference.** We continuously innovate to transform our financial services landscape - making banking better and easier. Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. You too can make a difference. **Position...


  • Kuala Lumpur, Kuala Lumpur, Malaysia AFFIN Group Full time

    Job OverviewAffin Group seeks an exceptional individual to lead our Risk Intelligence Unit. As Vice President, Group Enterprise Risk, you will develop and execute a comprehensive risk intelligence strategy aligned with the bank's objectives.