Compliance Intern

**Responsibility** - Ensures the Group complies with internal regulations and established control protocol not limiting to entailing "Enterprise Risk Management System Management" (ERM); "Environmental, Societal & Governance Sustainability Management" (ESG) and "Governance, Risk & Compliance Management" (GRC) - Coordinate and assist in facilitating risk...

Coordinate and plan document content review sessions (procedures, SOP, etc) with all functional departments in ACO Tech. - Act as an Observer in the planned internal audit event coordinated by Process Compliance in performing the following tasks: - Coordinate the arrangement - Responsible for taking audit minutes - Upon completion of audit sessions, compile...

**Job description** - Assist in delivering, monitoring, evaluating, maintaining, and continually improving a compliance framework. - Support the compliance of policies and procedures, mainly regulatory and ethical standards. - Assist in designing and implementing company policies and documented procedures. - Ensure the company complies with its applicable...

**position**: **EXECUTIVE, INTERNAL AUDIT** **AUDIT, RISK & COMPLIANCE DEPARTMENT** **Responsibilities - To perform audit on short-term and long-term investment and borrowings along with interest recording - To perform periodic risk assessment on investments of IJN Group of Companies and compare with industry best practices - To review investment expenses...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

Job description The client that I am working with is a prominent financial institution operating within the Malaysian market. Known for its expertise in investment banking, brokerage services, and research analysis, the firm holds a significant presence in the region's financial landscape. You will be working closely with the head of department to provide...

Compliance Assurance Review, Compliance Posting Date: 15-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

**Compliance Testing** **-** **(**240000KB**)** - Responsible for the planning, execution and finalisation of compliance testing, including: - To design/ develop compliance testing plan for execution of compliance testing; - To carry out compliance testing and to prepare compliance testing reports; - To attend meeting and finalise the compliance testing; -...

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

**Responsibilities**: - Monitor and ensure compliance with local, state, and national regulations governing the transportation and logistics industry. - Develop and maintain a compliance framework to guide business operations and decision-making. - Conduct internal compliance audits to identify areas of non-compliance and implement corrective actions. -...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

The position In this role, you will act as the Malaysia Legal and Compliance Counsel working with the Legal, Compliance, and Quality Director to advise the Malaysia affiliate on legal issues concerning its business and also to ensure an effective compliance program and a robust compliance culture across the company which focuses on prevention,...

If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

Introduction: We are seeking a highly skilled and experienced individual to join our team as the Lead Regulatory Compliance (Assistant Vice President) for our leading mortgage company in Malaysia. The ideal candidate will have a strong background in regulatory compliance, preferably with exposure to Islamic banking or Shariah-compliant financial products....

This is a new role, you will be starting a new sub-department **_Summary of responsibilities:_****: - Assist the Group Compliance in overseeing the regulatory compliance across UK, Singapore and Indonesia - Responsible for researching, assessing, and monitoring new developments of regulations/laws - Facilitating and assisting the respective stakeholders in...

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role The role will support the Senior Manager, Regulatory Compliance to ensure that AIA Malaysia operates in accordance with the AIA Group policies and guidelines and local regulatory requirements, driving and coordinating implementation of compliance...

Description Interns will be attached to Legal & Compliance department. A very good training ground to b trained in contract management, lifecycle management, compliance basis.  Ability to be experiencing real leagl issues and solutions. Day-to-day task involves, assisting compliance data, legal trainings. Opportunity to collaborate with...