Audit and Compliance Officer

We are seeking for a highly motivated, independent professional to join our Audit team. As a member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to identify and assess risks through...

We are currently looking for a Compliance professional to join our Malaysia office. Responsibilities for this position are as follows: Regulatory/Core compliance: - Oversee the Malaysia entity to ensure its compliance with local laws and regulations; Monitor regulatory developments, perform gap analysis and advise senior management, Board of Directors and...

**The Opportunity** Our partner is an Australia-based insurance company, tailoring services and creating innovation for the best customer experience. They are looking for a Compliance Officer that you'll provide crucial support in security audits, driving and managing compliance activities solely from Thailand office. You'll work closely with the Security...

We are seeking for a highly motivated, independent professional to support our Audit team in **Mazars Singapore**. As a member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to...

**Responsibilities**: - Assist the process of Implementation an effective legal compliance program. - Assist review company policies. - Assist manager/ management on the company’s compliance with laws and regulations through detailed reports. - Ensures compliance with regulations and controls by examining and analysing records, reports, operating...

About this position We are seeking for a highly motivated, independent professional to join our Audit team. As a key member of the Risk Assessment and Compliance Team, you are expected to review the firm’s compliance with AML, KYC and the relevant acceptance requirements, and recommend the appropriate types of review. You will also be required to identify...

"1. Ensure all outlet operation are following SOPs company 2. Ensure all outlet are audited according to timelines that has been fixed 3. Recorded all outlet activities and graded accordingly 4. Prepare audit reports " Al-Ikhsan Sports Sdn Bhd is Malaysia's No. 1 sports retailer which is primarily involved in the retail of sports footwear, apparel and...

1. Implement and manage an effective legal compliance program. 2. Assist in the ISO 9001 certification maintenance program 3. Develop and review company policies. 4. Advise management on the company's compliance with laws and regulations through detailed reports. 5. Create and manage effective action plans in response to audit discoveries and compliance...

**Responsibilities**: - Overseeing the process of Audits, Risk / Advisory Controls or IT Reviews / Cybersecurity Assessment. - Works with various teams in Technology Infrastructure and in Group IT to organize or produce the required document or artifacts. - To ensure document or artifacts are in compliant with audit requirement and group policies. - Work...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

**DESCRIPTION**: - Ensure all the compliance & regulatory guidelines aspects are monitored, practiced and observed at all times. - Create awareness and acceptable level of code of conduct & adherence to the rules and guidelines. **ROLES**: - Participate in all audit assessment including monitor the compliance performance. - Emphasis monthly track reports...

DUTIES AND RESPONSIBILITIES 1. Execute Compliance Audit for all assigned Al-Ikhsan Sports outlet (Each outlet semi-annually). Analysing potential risks within the company and its practices to avoid possible compliance issues. 2. Reminder and follow up on previous Compliance Audit Report with RC (7 working days after compliance audit report send out)....

**Job Descriptions**: - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. - Take an active role in identifying areas for improvement in systems, processes,...

**Job Descriptions**: - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. - Take an active role in identifying areas for improvement in systems, processes,...

**Job Descriptions**: - The hiring is for our Subsidiary company - One Transfer Remittance Sdn Bhd. - To ensure businesses operations are in line with Bank Negara Malaysia guideline and other relevant regulatory bodies. - To assist the Head of Compliance to ensure the effectiveness of a group-wide compliance program within Company and the subsidiaries. -...

Compliance Officer **About Wahed**: We have a passion to reduce financial inequality and exclusion by building world leading financial products and services aimed at giving access to all. We are a New York headquartered Financial Technology (FinTech) company focused on serving values-based (shariah compliant) digital financial services to retail clients...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

Manage governance, compliance and integrity matters - Lead internal auditor for ISO compliance - Maintain compliance on existing ISO certification and upgrades - Liaising with external regulators and authorities - Support ad-hoc responsibilities assigned by manager **Requirements**: - At least Degree holder - Minimum **2 to 3 years experience in compliance...

Implement policies, procedures and controls to effectively manage the Company's compliance risk. Provide timely compliance support and advice to the management and branch staff. To conduct regular compliance inspections and reviews of branches. To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely...

Industry/ Organization Type: Accounting Firm (Global) - Position Title**:Quality & Risk Management Manager/ QRM Manager**: - Working Location: Central - Working Hours**:5 days, Monday - Friday (8:45 AM - 5:30 PM)**: - Salary Package**:Basic up to $ 9,000 + Performance Bonus**: - Duration: Permanent **Key Responsibilities** - Support the Head of QC in all...