Specialist, Treasury Surveillance
7 months ago
Working Hour
- Regular Hours
- Monday - Friday- Business Area
- Compliance- Location
- Malaysia - Kuala Lumpur- Description
**Primary Objective**:
- Conduct trade and communication surveillance activities on Group Treasury traders/dealers to detect any trade misconduct via available resources
- Develop and progressively enhance surveillance approach to detect and address potential market misconduct
- Ensure timely escalation of any issues / concerns identified to Senior Management and Board, where relevant
**Key Responsibilities**:
- Conduct Trade and Communication surveillance and analysis on Group Treasury dealers to ensure compliance with the regulatory requirements
- Enhance and/or recalibrate existing surveillance indicators to ensure effective surveillance
- Contribute to the design and development of compliance controls to enhance overall surveillance oversight. This includes developing new scenarios, parameters or triggers, where relevant, to detect potential market misconduct
- Perform necessary review, investigation and escalation to the Team Lead/ Circle Lead if there is any potential gaps or breaches identified
- Provide periodical reports and/or ad-hoc reports for Senior Management and Board notification/ approval, where relevant
- Keep abreast of regulatory changes and developments in the regulatory environment, and conduct analysis on potential gaps in surveillance activities, where relevant
- Any other duties assigned by the Team Lead/ Circle Lead/ Head of Group Regulatory Compliance
- Requirements
**Requirements**:
- Bachelor Degree - professional qualifications
- Regulatory compliance certification from accredited body will be advantageous
- Possess at least 3 to 5 years of experience/ knowledge in Treasury/Market surveillance and/or regulatory compliance
- Experience in market/ financial risk management or surveillance related work will be advantageous
- Experience specifically in Treasury related surveillance will be advantageous
- Good acumen to detect any potential regulatory gaps and breaches
- Knowledgeable in financial regulations and governing laws
- Good management skills
- Good communication and writing skills
- Good analytical and organisational skills
- Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays - Fridays, Casual Business Wear, Performance Based Rewards
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