Financial Compliance Officer

Compliance OfficerResponsibilitiesRegulatory Compliance: Stay abreast of all applicable laws, regulations, and guidelines issued by relevant regulatory authorities and ensure the company's activities align with these requirements.Trade Surveillance: Detect and prevent market abuse, insider trading, and other fraudulent activities in compliance with...

Job DescriptionA Compliance Officer position is available at Moomoo Financial Inc.The ideal candidate will have a Bachelor's Degree or above in Legal/Compliance, Accounting, or a related field, and at least 1 year of experience in the financial industry.We are seeking an individual with a strong understanding of business compliance, trade surveillance, and...

RHB Banking Group is seeking a Financial Services Compliance Officer to join our team. The primary responsibility of this role is to ensure that our financial services businesses comply with regulatory requirements.Job DescriptionThe Financial Services Compliance Officer will be responsible for performing end-to-end reviews of our financial services...

Job Description:We are seeking an experienced Financial Operations Specialist to oversee our company's financial management. The successful candidate will be responsible for managing full sets of accounts, preparing financial statements, and ensuring timely payment from clients.This role requires strong organizational skills, attention to detail, and...

Job Overview:We are looking for a highly skilled Financial Management Professional to manage our company's financial operations. This is a unique opportunity for an ambitious individual to take on new challenges and contribute to the growth of our organization.As a key member of the finance department, you will be responsible for managing full sets of...

Company OverviewLink Compliance is a leading provider of financial services solutions. Our client is a financial institution operating in over 75 countries, processing billions of transactions annually.

Job SummaryWe are looking for a highly qualified and experienced Compliance Officer to join our team. The successful candidate will be responsible for ensuring adherence to internal and regulatory requirements, identifying operational gaps, and proposing recommended solutions to improve overall compliance levels.The ideal candidate will have at least 5 years...

As a Compliance Officer, you will play a critical role in ensuring that UHY Malaysia adheres to regulatory requirements and maintains good relationships with regulators such as the AOB, PCAOB, MIA, and MICPA.Duties:Perform administrative work related to compliance matters and relationships with regulators.Support technical, training, and compliance-related...

Key ResponsibilitiesStay abreast of applicable laws, regulations, and guidelines issued by regulatory authorities.Detect and prevent market abuse through trade surveillance systems.Maintain accurate and up-to-date compliance documentation.Provide compliance training and awareness programs to employees.RequirementsBachelor's Degree or above in...

Job Overview">">We are seeking a highly skilled and experienced Compliance Officer to join our team at Berjaya Sompo Insurance Berhad.">">About the Role">The Compliance Officer will be responsible for assisting in reviewing guidelines issued by relevant regulators, statutory agencies, and industry associations to ascertain regulatory requirements and...

About the RoleWe are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Businesslist.As a key member of our leadership team, you will be responsible for overseeing the implementation and management of Anti-Money Laundering (AML), Counter Financing of Terrorism (CFT), and related compliance regulations.You will work closely...

Key ResponsibilitiesThe successful Risk and Compliance Officer will be responsible for overseeing and ensuring full compliance with LFSA regulations, developing and implementing compliance policies, and overseeing internal audit processes.The ideal candidate will have a strong understanding of AML/CFT regulations, financial governance, and risk management...

About The TeamAs a Merchant Onboarding Specialist at Shopee, you will play a crucial role in ensuring the seamless onboarding experience of merchants while mitigating potential risk. This position requires a strong understanding of regulatory compliance, risk assessment, and operational efficiency.Key ResponsibilitiesCollecting and reviewing necessary...

Bangkok Bank is Thailand's largest commercial bank and one of the leading commercial banks in Southeast Asia. The bank has a long history of growth and stability, focusing on innovation and partnership to meet the challenges of the financial landscape.Role DescriptionThis is a full-time Compliance Officer (Advisory) position responsible for advising and...

The Ideal CandidateWe are looking for a highly motivated and experienced professional to fill this exciting role as a Financial Crime Compliance Specialist. The successful candidate will possess excellent communication and writing skills, strong managerial abilities, and the ability to work collaboratively with cross-functional teams.Key responsibilities...

Job SummaryEBC Financial Group is seeking a highly skilled Senior Finance Manager to oversee and manage the financial operations of our organization.The ideal candidate will be responsible for financial planning, analysis, reporting, and ensuring compliance with regulatory requirements. This role requires strong leadership, strategic thinking, and the...

Job Description:The Compliance Officer at GREAT EASTERN is a critical role that requires a meticulous individual to ensure adherence to regulatory requirements and internal policies. As part of the Risk Management Department, you will monitor and analyse risks within business units, reporting to senior management teams and assisting in secretariat duties for...

We are seeking a seasoned Business Solution Consultant to join our team at Link Compliance. The successful candidate will have a strong background in financial services, particularly in payment systems, and will be able to leverage this expertise to drive business growth and success.Responsibilities and RequirementsDevelop and implement business solutions...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Businesslist. As a key member of our compliance function, you will be responsible for overseeing the monitoring and implementation of regulatory requirements across various areas, including Anti-Money Laundering (AML), technology risk management, marketing, conflicts of...

About the Role:The ACCA Careers is looking for a Compliance Officer to join our team. As a Compliance Officer, you will be responsible for reviewing all aspects of operations assigned for compliance with relevant legislations and regulations and the Group's control, policies.You will also identify areas of non-compliance and develop recommendations for...