Equities Operations Specialist
7 days ago
HSBC is a leading global banking and financial services organization, serving retail customers, commercial businesses, and institutional investors. Our Equities business franchise provides advisory, financing, prime services, research and analysis, securities services, trading and sales, and transaction banking solutions.
The RoleWe are seeking a highly skilled Trade Support Associate to join our Equities team in Kuala Lumpur. The successful candidate will be responsible for providing middle office operations support, including trade lifecycle management, trade validation, and exception resolution.
Key Responsibilities- Complex Trade Bookings, verification, and control monitoring of exception trade flow.
- Trade lifecycle management including corporate action processing, fixings, coupon calculations, trigger monitoring, break clause, and expiry monitoring.
- Trade capture completeness and accuracy i.e. ensure life cycle bookings (fixing, rollover, corporate action, termination, expiry) are done by the daily auto-validation deadline, making sure inter-entity and intra-entity back-to-back trades are booked correctly, and short positions are covered by liaising with the relevant desks.
- T-Zero trade exceptions and trade matching. Interaction with brokers, clearers, and desks to resolve T-Zero breaks.
- Assessing and managing risk from the daily activity of the Equities Trading desk.
- Exception, reconciliation, and control oversight of complex business flows.
- Drive to improve operational robustness and risk reduction.
You will work closely with the extended team based in Kuala Lumpur, Manila, Paris, New York, London, and Hong Kong to identify potential financial risk to the bank and ensure proper resolution is achieved within the bank's guidelines. Timely escalation when necessary for issues that may cause financial loss to the bank or that could affect client relationships.
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