Risk Management Director
6 days ago
VISTRA is a global financial institution with operations in Malaysia. We are committed to providing excellent customer service and maintaining the highest standards of integrity and compliance.
We are seeking a seasoned professional to join our team as Head of Compliance. The successful candidate will be responsible for leading and managing the compliance function of our businesses in Malaysia.
Key Responsibilities:
- Leading Compliance Function: Manage the compliance function for VISTRA businesses in Malaysia, act as the registered Compliance Officer, and manage relationships with regulators (BNM, SC, LFSA).
- Developing Compliance Frameworks: Develop, implement, and maintain AML/CFT compliance frameworks, policies, and procedures. Ensure effective compliance monitoring and timely reporting.
- Conducting Risk Assessments: Conduct regular risk assessments, identify and address ML/TF risks associated with new products, services, and operational changes.
- Maintaining Relationships: Maintain effective relationships with business stakeholders, foster a robust compliance culture, and provide support across compliance functions.
- Preparing Reports: Ensure timely submission of regulatory returns, prepare reports for Group Compliance, and promote adherence to compliance standards.
- Delivering Training: Deliver AML/CFT training to staff, ensure awareness of regulatory updates, and develop compliance-related policies for risk committees.
- Managing Audits and Investigations: Facilitate internal/external audits, manage compliance escalations, oversee investigations (e.g., STR filings), and handle ad hoc projects or duties as assigned.
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