Regulatory Specialist

2 weeks ago


Kuala Lumpur, Kuala Lumpur, Malaysia Moomoo MY Full time
We are looking for a highly motivated and detail-oriented individual to join our compliance team as a Compliance Officer. The successful candidate will have the opportunity to work on various projects and initiatives to ensure the company's activities are aligned with regulatory requirements and guidelines.

Key Responsibilities:
  • Stay abreast of all applicable laws, regulations, and guidelines issued by relevant regulatory authorities.
  • Ensure the company's activities align with these requirements.
  • Detect and prevent market abuse, insider trading, and other fraudulent activities in compliance with regulatory expectations.
  • Collaborate with internal stakeholders to implement and improve internal controls that promote compliance with regulatory requirements and company policies.

Required Skills and Qualifications
The ideal candidate will have:
  • A Bachelor's Degree or above, preferably in Legal/Compliance or Accounting or a related discipline.
  • At least 1 year of working experience in the related field.
  • Good understanding of business compliance, general compliance & trade surveillance.

About Moomoo MY
Moomoo MY is a leading financial services company that provides innovative solutions to individuals and institutions. Our mission is to empower our customers to achieve their financial goals through our user-friendly platforms and exceptional customer service.

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