Regulatory Specialist
2 weeks ago
Key Responsibilities:
- Stay abreast of all applicable laws, regulations, and guidelines issued by relevant regulatory authorities.
- Ensure the company's activities align with these requirements.
- Detect and prevent market abuse, insider trading, and other fraudulent activities in compliance with regulatory expectations.
- Collaborate with internal stakeholders to implement and improve internal controls that promote compliance with regulatory requirements and company policies.
Required Skills and Qualifications
The ideal candidate will have:
- A Bachelor's Degree or above, preferably in Legal/Compliance or Accounting or a related discipline.
- At least 1 year of working experience in the related field.
- Good understanding of business compliance, general compliance & trade surveillance.
About Moomoo MY
Moomoo MY is a leading financial services company that provides innovative solutions to individuals and institutions. Our mission is to empower our customers to achieve their financial goals through our user-friendly platforms and exceptional customer service.
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