Compliance Leadership Expert
4 days ago
VISTRA is seeking a seasoned professional to lead its compliance function in Malaysia. As Head of Compliance, you will be responsible for managing the regulatory relationship with relevant authorities and ensuring timely responses to queries and requests for information.
This role contributes to company performance by leading and managing the compliance function of businesses in Malaysia. You will maintain constructive and effective relationships with businesses and assist the Head of Compliance, ASEAN in interfacing with and supporting key business stakeholders.
Key Responsibilities:
- Compliance Leadership and Regulatory Engagement: Lead the compliance function for VISTRA businesses in Malaysia, act as the registered Compliance Officer, and manage relationships with regulators (BNM, SC, LFSA).
- Compliance Framework and Monitoring: Develop, implement, and maintain AML/CFT compliance frameworks, policies, and procedures. Ensure effective compliance monitoring and timely reporting.
- Risk Assessment and Management: Conduct regular risk assessments, identify and address ML/TF risks associated with new products, services, and operational changes.
- Stakeholder Engagement and Culture Building: Maintain effective relationships with business stakeholders, foster a robust compliance culture, and provide support across compliance functions.
- Reporting and Oversight: Ensure timely submission of regulatory returns, prepare reports for Group Compliance, and promote adherence to compliance standards.
- Training and Awareness: Deliver AML/CFT training to staff, ensure awareness of regulatory updates, and develop compliance-related policies for risk committees.
- Audit, Investigations, and Issue Resolution: Facilitate internal/external audits, manage compliance escalations, oversee investigations (e.g., STR filings), and handle ad hoc projects or duties as assigned.
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