Risk Management Professional
5 days ago
Astute Fund Management Berhad seeks a qualified Compliance Officer/Executive to join our team. The ideal candidate will possess at least a tertiary degree in a related field or hold an accredited professional qualification in Compliance.
The selected candidate will work closely with the Head of Compliance to ensure that our operations comply with regulatory requirements and maintain a culture of open communication, consensus building, and partnership among our members.
The responsibilities of this role include assisting the Head of Compliance on all compliance matters, monitoring updates and changes to laws, regulations, guidelines, and compliance trends within the relevant industries, and assisting in implementing and reviewing our business' compliance manuals and other documented internal control measures.
- Key Responsibilities:
- Assist the Head of Compliance on all compliance matters.
- Monitor updates and changes to laws, regulations, guidelines, and compliance trends within the relevant industries.
- Assist in implementing and reviewing our business' compliance manuals and other documented internal control measures.
- Prepare and review risk assessments for compliance and risk management.
- Escalate issues of non-compliances to the Head of Compliance timely.
- Provide regular trainings to staff to raise awareness on compliance-related matters.
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