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Compliance Officer Role
1 week ago
Astute Fund Management Berhad is a licensed unit trust management company and asset management company that actively invests in the Malaysia and Asian stock markets. Our company has significant fixed income and money market investments.
We are looking for candidates to fill the position of Compliance Officer/Executive – Compliance & Risk Management Department.
The selected candidate will assist the Head of Compliance on all compliance matters, monitor updates and changes to laws, regulations, guidelines, and compliance trends within the relevant industries, and assist in implementing and reviewing our business' compliance manuals and other documented internal control measures.
- Responsibilities:
- Assist the Head of Compliance on all compliance matters.
- Monitor updates and changes to laws, regulations, guidelines, and compliance trends within the relevant industries.
- Assist in implementing and reviewing our business' compliance manuals and other documented internal control measures.
- Prepare and review risk assessments for compliance and risk management.
- Conduct compliance reviews to ensure that our operations comply with regulatory requirements.
- Escalate issues of non-compliances to the Head of Compliance timely.
- Provide regular trainings to staff to raise awareness on compliance-related matters.