Risk and Compliance Officer
4 days ago
About the Position:
We are seeking a Risk and Compliance Officer to join our Hong Leong Investment Bank team. As a key member of our compliance and risk management department, you will be responsible for ensuring the bank's policies and procedures are up-to-date and compliant with regulatory requirements.
Main Responsibilities:
- Ensure the bank's annual policies and SOPs declaration and review status are reported accurately for BARMC purposes;
- Review and provide advisory on the review/approval process of the bank's policies and SOPs from business units based on respective annual review cycles;
- Perform gap analyses on updated regulatory documents against existing regulations to identify areas for improvement;
- Review Gift and Entertainment (G&E) submissions to ensure proper documentation and adherence to regulatory requirements;
- Maintain an up-to-date list of applicable regulatory requirements based on action plans arising from the bank's Compliance Circulars;
- Renew Personal Data Protection (PDP) certification, address queries related to PDP, and ensure timely compliance with new regulations;
- Support Investment Banking related matters (e.g., document reviews, regulator checks, and BRAC meeting coordination);
- Collaborate with the business/operations unit to foster a culture of compliance within the bank.
Requirements:
- Bachelor's degree in Accounting, Finance, Banking, or Law, or equivalent field;
- At least 1 year of experience in compliance, risk management, or audit-related fields;
- Familiarity with BNM's rules and regulations;
- Ability to work independently;
- Strong communication and interpersonal skills;
- Excellent analytical and report writing skills;
- Fresh graduates with relevant internship experience and a keen interest are welcome to apply.
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