Director of Governance and Compliance
5 days ago
This is an exciting opportunity to join our team as a Director, CFCC, Assurance. As a key member of our organization, you will be responsible for leading and managing our Second Line Assurance function.
Key Responsibilities:
- Develop and execute the 2LA Annual Plan, identifying key risks and areas for improvement.
- Lead reviews and communicate outcomes to stakeholders, ensuring mitigating actions are taken to address identified issues.
- Manage review tasks, identifying potential issues and evaluating them according to our methodology.
- Engage in review processes, developing knowledge and understanding of SCB Business and the execution of Assurance.
- Ensure key changes relevant to Assurance activities are communicated to team members.
- Analyse principal risk types and risk assessment for assigned reviews, maintaining engagement with stakeholders.
- Actively lead or manage 2LA reviews, providing hands-on planning, execution, and governance.
- Manage scoping and set up processes for assigned reviews, assigning testing to team members as needed.
- Ensure workpapers and documentation are completed timely, adhered to quality standards, and captured in the Assurance system.
- Track issues throughout the issue lifecycle, providing periodic status updates and ensuring remediation is sustainable and validated before closure.
Requirements:
- Bachelor's degree or equivalent.
- Strong audit or assurance experience, minimum 8-10 years, with auditing, compliance, financial crime compliance, or risk management background.
- Auditing, Compliance, Financial Crime Compliance, Risk Management experience required.
- Experience performing walkthroughs, risk assessments, testing controls, and substantive testing.
- Strong analytical skills and confidence in interrogating data and managing stakeholders.
- Excellent oral and written communication skills, presenting complex information clearly and concisely.
- Takes responsibility, ownership, and accountability for own tasks and work output.
- Demonstrates a risk-based approach, focusing on key risks and sound judgments.
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