Regulatory Compliance Officer

Compliance Officer RoleThe Regulatory Compliance Officer will be responsible for ensuring that the firm is compliant with all relevant regulatory requirements. This includes developing and implementing compliance procedures, conducting risk assessments, and providing guidance to colleagues on compliance matters.Key Responsibilities:Develop and implement...

**Job Description**RHB Banking Group: Asset Management Compliance OfficerTo ensure RHB Banking Group's compliance with relevant laws, rules, regulations, and guidelines on the fund management industry by conducting Compliance Reviews:Conduct assigned Compliance Reviews in accordance with the Annual Work Plan;Perform review on Investment and Operations areas...

As a Senior Legal Counsel at Boost, you will have the opportunity to make a significant impact on our business growth and innovation strategy. Our ideal candidate will possess a strong understanding of regulatory and compliance requirements for financial related services and be able to work collaboratively with our team to achieve shared goals.About the...

Compliance Expertise SoughtWe're looking for a highly skilled professional with extensive experience in financial regulatory compliance to join our team as a Risk and Compliance Coordinator. This critical role involves supporting our Anti-Money Laundering (AML) initiatives and ensuring strict adherence to regulatory requirements. Responsibilities:AML Program...

KLDX seeks a highly motivated Risk and Compliance Executive to champion our compliance and risk management initiatives. As a key member of our team, you will be responsible for developing and implementing compliance policies and procedures to ensure seamless integration with our operations.Key Responsibilities:Develop and implement compliance policies and...

About the RoleThe Compliance Officer will be responsible for ensuring the company's activities align with regulatory requirements and company policies. This includes staying up-to-date with applicable laws, regulations, and guidelines issued by relevant regulatory authorities.Key Responsibilities: Regulatory Compliance: Stay abreast of all applicable laws,...

Job Title: Regulatory Compliance ManagerWe are seeking a highly experienced Regulatory Compliance Manager to join our team. As a Regulatory Compliance Manager, you will play a key role in ensuring that our organization meets all relevant regulatory requirements. The ideal candidate will have a strong background in regulatory compliance, as well as excellent...

Are you an experienced compliance professional with a passion for navigating global financial regulations? As a Regulatory Compliance Manager at IUX, you'll play a pivotal role in ensuring our operations adhere to local and international regulatory standards across Asia and beyond. This is an opportunity to lead compliance strategies, work with top-tier...

Job Description:Axi is a leading global provider of margin and deliverable Foreign Exchange, Contracts for Difference (CFDs), and Financial Spread betting. Our business has evolved into a world-class, multifaceted brokerage with offices in six regions.The Compliance Manager is responsible for overseeing compliance operations, ensuring regulatory adherence,...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hytech. The ideal candidate will have expertise in offshore company management, regulatory compliance, and international corporate laws.The successful applicant will be responsible for ensuring timely completion of compliance requirements for offshore...

Company Overview:Bayer CropScience Limited is a leading provider of innovative solutions for the agricultural industry.Job Summary:We are seeking a highly skilled Regulatory Affairs Associate to join our team. The successful candidate will be responsible for ensuring regulatory compliance and meeting local regulatory milestones within our portfolios in...

Compliance and Regulatory Lead Job DescriptionThe Compliance and Regulatory Lead will be responsible for leading the product registration process, ensuring regulatory compliance and efficient document submission. This role involves strategic planning, coordination, and execution of Regulatory Affairs activities, compilation and preparation of required...

Job SummaryWe are seeking a skilled Administrative Support Specialist to join our Regulatory Affairs team. The ideal candidate will have excellent organizational skills, attention to detail, and the ability to communicate effectively with various stakeholders.Your Key Responsibilities:Support the Regulatory Affairs team in various administrative tasks,...

About the RoleSupporting Singapore jurisdiction to ensure compliance with local law regulations.Job DescriptionThis role will be responsible for assisting in ensuring TMFSG adheres to and operates within all regulatory requirements as issued by the Monetary Authority of Singapore (MAS), Accounting and Corporate Regulatory Authority (ACRA), TMF Group...

Moomoo Technologies Inc. aims to empower global investors with cutting-edge technology and expert insights.Our Compliance Officer role requires an individual who can execute day-to-day compliance operations effectively.Responsibilities include monitoring business activities to ensure alignment with company standards, conducting regular compliance monitoring...

We are seeking a Documentation and Compliance Officer to join our team at ICOF (Malaysia) Sdn Bhd.This important role involves preparing and managing shipping documentation, ensuring compliance with regulations, and coordinating with internal and external stakeholders.Key Responsibilities:Prepare and manage shipping documentation.Ensure compliance with...

About the Role:We are seeking a seasoned Senior Compliance Officer to join our Business Compliance team at Ezypay. As a key member of our team, you will play a vital role in ensuring that our operations in the APAC region adhere to all applicable regulatory requirements and align with our service partners' compliance requirements.Your expertise in the...

About the role:As a Senior Compliance Officer at Ezypay, you will be part of the Business Compliance team and will play a vital role in ensuring that our operations in the APAC region adhere to all applicable regulatory requirements and align with our service partners' compliance requirements, as well as our internal policies and practices.Your experience in...

Job SummaryWe are seeking a Senior Compliance Officer to join our Risk Control Unit. The successful candidate will be responsible for ensuring compliance with regulatory requirements, identifying potential risks, and implementing control measures to mitigate them.Key ResponsibilitiesDevelop and implement effective compliance programs.Conduct regular risk...

About the Opportunity:We are seeking a highly motivated and experienced Regulatory Compliance Counsel to join our team. This role involves reviewing and approving all marketing and promotional activities to ensure compliance with regulatory obligations.The ideal candidate is commercially minded, agile in interpreting evolving regulations, and able to...