Compliance and Monitoring Professional

3 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia VMM Holdings Full time
Job Requirements:

We are seeking a highly motivated Compliance Advisory & Monitoring Specialist to join our team at VMM Holdings. The ideal candidate will possess a strong understanding of regulatory frameworks and compliance practices within the financial services industry, with the ability to interpret complex regulations and provide actionable advice.

The key responsibilities of this role include:

  • Compliance Monitoring:
  • Conduct regular and ad-hoc compliance monitoring reviews across business units to assess adherence to internal policies and regulatory requirements.
  • Perform reviews of business processes and operations to identify potential areas of non-compliance and recommend corrective actions.
  • Maintain and update a detailed schedule for monitoring activities, ensuring coverage of high-risk areas and priority business functions.
  • Work with Head of Compliance to continuously improve monitoring techniques and strategies to enhance compliance efforts.
  • Monitor the effectiveness of compliance programs and controls across departments, providing recommendations for continuous improvement.

Reporting and Documentation:

  • Prepare detailed reports on findings from compliance monitoring reviews, including identifying potential risks and recommending corrective measures.
  • Present review results and compliance status updates to Head of Compliance, highlighting trends and issues requiring attention.
  • Collaborate with internal stakeholders to design, review, and update internal compliance policies, procedures, and controls to ensure they meet regulatory requirements.
  • Maintain accurate records of compliance activities, ensuring documentation is readily available for review.

Compliance Advisory:

  • Provide expert advice on the interpretation and application of regulatory requirements across the business, including new laws & regulations.
  • Stay updated on regulatory changes & emerging risks, and share insights with Head of Compliance.
  • Identify emerging compliance risks and regulatory changes, providing recommendations for updates to policies and procedures.
  • Provide ongoing advice to business units and stakeholders on compliance matters, focusing on strategic and operational implications.

Education and Experience:

  • Bachelors' Degree in Business, Finance, Law, or any other related field.
  • Minimum 5-7 years of experience in a compliance-related role, within a regulated financial services industry or Financial Institution.

Skills and Competencies:

  • Strong analytical skills with the ability to interpret complex regulations and provide actionable advice.
  • In-depth knowledge of regulatory frameworks and compliance practices within the financial services industry.
  • Attention to detail and the ability to work independently with minimal supervision.
  • Strong written and verbal communication skills, with the ability to effectively present findings and recommendations to various stakeholders.
  • Strong organizational skills and ability to prioritize tasks in a fast-paced environment.

  • Transaction Monitoring Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Bybit Full time

    About BybitBybit is one of the world's top three cryptocurrency exchanges by volume with 40 million users. Established in 2018, it offers a professional platform where crypto investors and traders can find an ultra-fast matching engine, 24/7 customer service, and multilingual community support.Position OverviewWe are seeking a skilled Transaction Monitoring...

  • Head of Compliance Advisory

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia MAL COM - Regulatory Compliance Department Full time

    Job SummaryAbout MAL COM - Regulatory Compliance DepartmentWe are a leading provider of compliance services, dedicated to helping organizations navigate complex regulatory environments. As a Vice President, Regulatory Compliance Advisory, you will play a key role in maintaining vigilance over developments in the local regulatory environment and advising...

  • Transaction Monitoring Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Bank Full time

    Hong Leong Bank seeks to strike a balance between diversity, inclusion and merit to achieve its mission of infusing diversity in thinking and skillsets into the organisation.Candidates are assessed based on merit and potential, in line with the bank's mission to attract and recruit the best talent available.The AML/CFT specialist will support the...

  • Compliance Risk Manager

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia MAL COM - Regulatory Compliance Department Full time

    We are seeking a highly skilled and experienced professional to join our team as a Vice President, Regulatory Compliance Advisory. This role will play a critical part in maintaining vigilance over developments in the local regulatory environment and advising business units on compliance laws, rules, and standards.ResponsibilitiesMaintain vigilance over...

  • Regulatory Compliance Lead

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia MAL COM - Regulatory Compliance Department Full time

    Welcome to MAL COM - Regulatory Compliance DepartmentJob OverviewWe are seeking a highly skilled and experienced professional to join our team as a Vice President, Regulatory Compliance Advisory. This role will play a critical part in maintaining vigilance over developments in the local regulatory environment and advising business units on compliance laws,...

  • Senior Regulatory Compliance Officer

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia MAL COM - Regulatory Compliance Department Full time

    Job DescriptionAbout UsMAL COM - Regulatory Compliance Department is a leading provider of compliance services. We are seeking a highly skilled and experienced professional to join our team as a Vice President, Regulatory Compliance Advisory.Key ResponsibilitiesMaintain vigilance over developments in the local regulatory environment to proactively manage...

  • Compliance Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Standard Chartered Life and Careers Full time

    Job OverviewWe are seeking a highly skilled Financial Crime Expert to join our team as a Model Validator. You will play a crucial role in ensuring the integrity and effectiveness of our models used in Financial Crime and compliance areas.Key Responsibilities:Support senior managers in performing independent validation of new and existing models.Review model...

  • Compliance Professional

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia ACCA Careers Full time

    About UsVialto Partners is a global mobility services company dedicated to connecting the world by streamlining and managing global mobility programs efficiently and compliantly.Our Compliance Professional role involves supporting clients in navigating complex tax challenges, ensuring compliance and reducing costs through effective tax planning and...

  • Risk and Compliance Professional

    16 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia StashAway Full time

    We are looking for a motivated and detail-oriented individual to join our team as a Risk and Compliance Professional. As a key member of our core compliance team, you will play a crucial role in supporting Anti-Money Laundering (AML) initiatives, quality assurance reviews, and providing general compliance support.Implement and monitor AML policies and...

  • Regulatory Compliance Professional

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Averis Sdn Bhd Full time

    We are seeking a highly skilled Regulatory Compliance Professional to join our compliance team at Averis Sdn Bhd. In this role, you will be responsible for conducting compliance checks and reviewing relevant documents to assess and maintain compliance standards.Regular compliance checks will involve evaluating the organization's adherence to regulatory...

  • Senior Compliance Professional

    7 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Funding Societies | Modalku Group Full time

    Job SummaryFunding Societies | Modalku Group is a fast-growing fintech company in Southeast Asia, offering business financing to small and medium-sized enterprises (SMEs). We are licensed and registered in multiple countries, with a strong presence in Singapore, Indonesia, Thailand, Malaysia, and Vietnam.About the RoleWe are seeking a highly skilled Senior...

  • Governance and Compliance Professional

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Warisan TC Holdings Bhd Full time

    About UsWe are Warisan TC Holdings Bhd, a leading provider of IT solutions and services. We are seeking a highly skilled Governance and Compliance Professional to join our team. As a key member of our Information Security team, you will be responsible for ensuring that our company's IT infrastructure and systems comply with relevant regulatory requirements...

  • Risk and Compliance Professional

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia BE International Full time

    Job DescriptionAs a Risk and Compliance Professional at BE International, you will play a critical role in ensuring the integrity of our members and networks. You will be responsible for overseeing member activities, leading the Compliance team, and ensuring adherence to company, member, and regulatory rules, policies, and standards.The successful candidate...

  • Quality Control and Compliance Professional

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Liwida Electric Sdn Bhd Full time

    Compliance and Quality OfficerWe seek an experienced Quality Control and Compliance Professional to oversee SIRIM certification and product quality.Responsibilities:Manage the application process for SIRIM certification and ensure timely completion.Monitor the quality of incoming raw materials and components, identifying any defects or...

  • Risk Management Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Standard Chartered Life and Careers Full time

    At Standard Chartered Life and Careers, we're committed to making a positive difference in the lives of our clients, communities, and each other. Our team is dedicated to providing world-class services that drive commerce and prosperity through our unique diversity.Job Description:We are seeking an experienced Risk Management Professional - Regulatory...

  • SWIFT Compliance Professional

    4 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia SWIFT Full time

    Role OverviewWe are seeking a highly skilled professional to join our Compliance Operations Team as a Senior Compliance Specialist.The successful candidate will be responsible for overseeing the onboarding and due diligence of corporate entities joining the SWIFT network, ensuring they remain aligned with SWIFT's regulatory requirements and internal...

  • Compliance and Contract Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Maybank Full time

    Job Summary:We are seeking an experienced Compliance and Contract Professional to join our team in Malaysia. As a key member of the Group Strategic Procurement department, you will be responsible for managing procurement arrangements with vendors, drafting contracts, and ensuring compliance with regulatory norms.The successful candidate will work closely...

  • Senior Compliance Professional

    6 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Hong Leong Group Full time

    About UsHong Leong Group is a leading financial institution committed to excellence in customer service and innovative solutions.Job DescriptionThe Senior Compliance Professional will be responsible for developing compliance programs, reviewing company policies, and advising management on possible risks.ResponsibilitiesEnsure Compliance with Regulatory...

  • Governance and Compliance Professional

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Teleport Full time

    Senior Executive, Governance & ComplianceAbout Us: As Southeast Asia's leading integrated logistics provider, Teleport aims to make logistics fast, reliable, and affordable. Our mission is to move things across Southeast Asia better than anyone else. We're focused on making next-day delivery a reality for all.Our Team is guided by the following values:Move...

  • Compliance Associate Professional

    17 hours ago

    Kuala Lumpur, Kuala Lumpur, Malaysia TMF Group Full time

    TMF Group is a global provider of administrative services, helping clients navigate the complexities of international markets.Risk and Compliance AssociateWe prioritize candidate integrity and ensure all interactions occur via our corporate channels. Be cautious of any requests for payment or purchases.About TMF Group:We empower talented individuals to...