Compliance Officer, Gc

1 week ago

Malaysia CIMB Group Full time

Strategy and Planning
- Oversee the implementation of all Group Compliance policies and procedures in relation to the Covered Business.
- Ensure the effective management of compliance matters in relation to the Covered Business, and effective mangement of overall Compliance matters in the Group.
- Assume active involvement in management of critical issues and provide solution, where needed.
- Advise stakeholders on other regulatory issues, as required.
- Support the stakeholders in establishing appropriate monitoring mechanism for meeting regulatory obligations in the conduct of their businesses and in accordance with all Group Compliance policies and procedures.
- Ensure the implementation of appropriate and effective risk based monitoring.
- Provide advisory and appropriate training, where required.

Management
- Support the Supervisors, Regional Head, Compliance - Wholesale Banking, Chief Compliance Officer(s) and stakeholders to achieve CIMB Group’s overall business and strategic objectives.
- Champion collaboration with other departments and facilitate collaboration across countries for sharing of best practices and business opportunities.
- Be a role model and drive activities to encourage and build desired organisational culture, values and reputation in the Group with all staff, customers and regulatory/official bodies.
- Any other responsibilities / task as assigned by the Supervisor(s), Regional Head, Compliance - Wholesale Banking and or the Chief Compliance Officer from time to time.

People Management (where applicable)
- Manages the performance of the team members and enhance their competency in performing their responsibilities.
- Retention of performing staff, manage staff resources and succession planning, reward performing staff and provide continuous coaching and monitoring of staff development.

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