Compliance Assurance

6 days ago

Kuala Lumpur, Malaysia TRanglo Full time

Senior/Junior Level
- Implement and monitor the Compliance Assurance Program
- Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing
- Facilitate the Regulatory Compliance Team in the execution of Gap Analysis
- Advise, liaise and work closely with the respective stakeholders before, during and after the Compliance Monitoring & Testing
- Conduct Compliance Monitoring & Testing to assess the level of compliance with the applicable regulatory requirements as mandated by local and overseas regulators such as Bank Negara Malaysia (BNM) to the Tranglo Group of Companies (TGOC)
- Identify the root causes and impacts of the compliance issues identified during the Compliance Monitoring & Testing
- Assess and provide recommendations to the compliance issues identified during the Compliance Monitoring & Testing
- Track and follow up on the compliance issues identified in Compliance Monitoring & Testing until closure
- Validate the appropriate action plans and ensure their effective and timely implementation
- Ensure proper maintenance of records and documentation involved before, during and after the Compliance Monitoring & Testing
- Prepare the relevant reports and ensure regular reporting of the progress of the Compliance Monitoring & Testing to the Board of Directors & CEO
- Undertake any ad-hoc tasks required by Management from time to time.

**Job Requirements**:

- Degree/Master professional qualification from recognized universities
- At least 2-3 years working experience in the related field; solid understanding in AML/CFT compliance or Regulatory Compliance audit review in financial or related industries
- Good technical knowledge on AMLCFT and regulatory compliance and industry compliance leading trends and issues
- Very strong understanding of audit processes and review methods
- Good understanding of regulatory guidelines governing the payment services/ Money Services Business industry or other related financial services
- Possess an inquisitive mind-set and a willingness to learn new things
- Possess appropriate technical know-how in dealing and analysing data to facilitate review process / approach
- Good writing and ability to present issues and propose resolution approaches to management.
- Good command of English and Bahasa Malaysia
- Able to multitask and work well under stress in a fast-paced environment
- Proactive, detail-oriented and possess critical thinking and problem-solving skills
- Possess leadership, teamwork and able to work with minimum supervision
- Flexible and able to commit to work at our office located in Bangsar South, Kuala Lumpur, while adhere to the hybrid arrangements set by Team Lead/Head of Compliance
- Malaysian

Location: Bangsar South, Kuala Lumpur, Malaysia

  • Manager Compliance Assurance

    6 days ago

    Kuala Lumpur, Malaysia HSBC Full time

    -Job description**Why join us?** - The Group’s regulators require the Compliance function to assess the adequacy of the firm’s controls, processes, procedures and resulting outcomes to manage risk. This responsibility is met by the Compliance Assurance (CA) sub-function. - Compliance Assurance are responsible for determining the effectiveness of the...

  • Avp, Compliance Assurance

    16 hours ago

    Kuala Lumpur, Malaysia HSBC Full time

    -Job description**Why join us?** Compliance Assurance controls testing are responsible for determining the effectiveness of the Group’s financial crime and regulatory controls, independent of Control Owners (who are responsible for day-to-day monitoring). Compliance Assurance covers all Financial Crime (FC) and Regulatory Compliance (RC) risk taxonomies...

  • Manager, Compliance Assurance

    2 weeks ago

    Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us Job Summary: - Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. - The objective is to provide the Bank’s Board of Directors and management on the...

  • Manager, Compliance Assurance

    6 days ago

    Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

  • Compliance Assurance Specialist

    3 days ago

    Kuala Lumpur, Malaysia SWIFT Financial Messaging Services Full time

    ABOUT US We’re the world’s leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value - across borders, through cities and overseas. No other organisation can address the scale, precision, pace and trust that this demands, and we’re proud to support the global economy. We’re unique too....

  • Manager, Compliance Assurance

    3 days ago

    Kuala Lumpur, Malaysia HSBC Full time

    **Some careers have more impact than others.** If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the...

  • Compliance Analyst

    1 week ago

    Kuala Lumpur, Malaysia British American Tobacco Full time

    **BAT is evolving at pace into a global multi-category business. We are on a mission to decrease the health impact of our industry.** **To achieve our ambition, we are looking for colleagues who are ready to Be The Change. Come, join us on this journey!** **BAT KL**IS LOOKING FOR A COMPLIANCE ANALYST - QUALITY ASSURANCE** **SENIORITY...

  • Quality Assurance

    1 week ago

    Kuala Lumpur, Malaysia Maxis Full time

    Are you ready to get ahead in your career? - We want to empower you turn your ambitions into achievements. - We thrive in inclusiveness, diversity and embrace close collaborations for you to create impact for yourself and others. - Together, we aim to bring the best of technology to help people, businesses and the nation to be ahead in a changing world. - To...

  • Manager, Group Compliance and Quality Assurance

    2 weeks ago

    Kuala Lumpur, Malaysia Malaysia Airline Full time

    **Job Title** Manager, Group Compliance & Quality Assurance **Reports To** Senior Manager Group Safety Compliance & Quality Assurance **Role Purpose** To manage and strengthen the compliance and quality assurance frameworks across all business entities under Malaysia Aviation Group (MAG). This role ensures that all operational, maintenance, and safety...

  • Manager, Group Compliance and Quality Assurance

    2 weeks ago

    Kuala Lumpur, Malaysia Malaysia Airlines Full time

    **Reports To** Senior Manager Group Safety Compliance & Quality Assurance **Role Purpose** To manage and strengthen the compliance and quality assurance frameworks across all business entities under Malaysia Aviation Group (MAG). This role ensures that all operational, maintenance, and safety functions across MAG subsidiaries meet applicable regulatory...