Spl'st, Corporate Action

**Job Summary**

**Business**
- Knowledge of Custody operations, Securities Settlements, Corporate Actions, Financial Market Operations. Knowledge of Agent banking, Sub Custody operations and clearing will be an added advantage.**Processes**
- To authorize and control the dispatch of the outgoing messages related to Corporate Action in CAPE.
- To authorize responses to sub-custodians on the option being exercised based on the response received from the clients and to debit / credit the clients account for disbursement processing.
- To authorise proper collection and disbursement of resultant entitlements from corporate action events.
- To authorise vouchers or Swift messages for Transfer of funds from and to Nostro accounts and transfer of funds across accounts based on the underlying instructions.
- To perform investigation of all types of breaks relating to Cash and Securities and all other Inventory reconciliation outstanding / exceptions relating to Corporate Actions
- Ensure all timelines are met with accuracy as per agreed SLA.
- Managing the team members effectively, knowledge sharing among team members & developing individual skills of all team members.
- Process training to new joiners, regular updates on the process change and incorporation of the changes in DOI.
- Ensure a continual drive towards automated control processes.
- Ensure proper functioning of day-to-day controls, periodic monitoring of activities and timely resolution of risk issues.
- To ensure successful completion of BCP/DR test at required frequencies.
- To escalate issues as they occur and coordinate communication to senior stakeholders.
- Manage the performance and development of staff across the unit.
- Handling Internal and External Auditors and clarifying all queries in a timely manner.
- Managing KCSA related queries, Timely updation of volumes in PS tool and encouraging active participation in CSR activities.
- To support Migration of the new activities.
- Complete all mandatory e-learning as and when it required

**Key Responsibilities**

**People and Talent**
- Collaborative skills and should be able to work with staff across locations and grades.

**Risk Management**
- To ensure all control/operating procedure and documentations are properly followed.
- To ensure compliance to all established procedures, regulations and the Group Guidelines.
- To keep track of changes (internal and external) affecting Clients and communicate such changes, along with impact analyses, on a pro-active basis, through newsflashes, market insights, operations guides and through other routine communication.

**Governance**
- In the event of serious regulatory breaches, or where risk tolerances have been breached, ensure senior management are informed and that actions are taken quickly to remediate and/or activities are ceased.

**Regulatory & Business Conduct**
- Display exemplary conduct and live by the Group’s Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Lead the [country / business unit / function/[team] to achieve the outcomes set out in the Bank’s Conduct Principles: [Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment.] *
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters

**Skills and Experience**
- Spot Opportunities
- Communication
- Collaborate
- Deliver Sustainably
- Achieve Results
- Solve Problems

**Qualifications**
- 3 to 5 years of relevant work experience in the following areas:

- Excellent oral / written communication skill/ good system skills.
- Worked in corporate action processing team and have experience in approving the transactions.
- Knowledge of various types of corporate action and swift message formatting
- Knowledge of allied products like Settlements, Fund services and reference data will be an added advantage.
- Should be able to handle small teams.

**About Standard Chartered**
- We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.- Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be here for good are achieved by how we each live our valued behaviours. When you work with