KYC Quality Control Analyst

Job Description
What is the opportunity?
Our client is a specialist provider of asset services, custody, payments and treasury services. Founded in 1864, they are the 10th largest bank worldwide and the 5th in North America, as measured by market capitalization. They are among a small group of highly rated global banks and are recognized time and time again for our financial strength, market leadership and philanthropic work.

The employee has a direct impact on the ability of the Bank to assess

the risks posed by potential, new or existing customers and to

mitigate those risks before the client can enter into a transaction with

the Bank.

Region: EMEA
Working Hours: 3pm-12am / 4pm-1am
What will you do?

• To ensure that Know Your Client (KYC) due diligence and information is collected prior to establishing any client relationship in accordance with Anti-Money Laundering (AML) Compliance regulations and RBC policies.
• Perform quality checks on Know Your Client (KYC) / Client Due Diligence (CDD) documents prepared by the KYC Client Onboarding Team.
• Identify and document quality errors or process gaps and provide constructive feedback to KYC Client Onboarding Team.
• Maintain accurate QC results tracking and reporting to UK QC Team Lead and Manager.
• Directly report to the KYC UK QC VP
• Working closely with team members in Global KYC Refresh Team and KYC Client Onboarding Teams in US, CAN and APAC
• Working closely with AML Global Compliance and GES. Maintain and build relationships with the Front Office
• Developing appropriate project management procedures and tools for all major activities; assisting members of the organization in the use of project management methods and tools.
• Determining needs and suggesting solutions for administrative improvements in procedures, processes or systems to support other functions.
• Identifying needs and suggesting solutions for customization or alterations of technical tools to support unusual or new business requirements.

What do you need to succeed?
Must-have

• Minimum 2 years of relevant KYC experience and preferably 1 year of KYC QC experience with a financial institution, preferably in Capital Markets
• BA / BS or equivalent
• In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation
• Familiarity with Capital Markets products, trade systems and business lines.

Nice-to-have

• KYC knowledge
• Operations or Technology degree, background, or experience
• Familiarity with RBC organization, systems, and business.

Job Skills
Active Learning, Adaptability, Business Appraisals, Critical Thinking, Customer Service, Decision Making, Effectiveness Measurement, Operational Delivery, Process Improvements

Additional Job Details
Address:
PERSIARAN IRC 2, IOI RESORT CITY IOI CITY TOWER ONE:PUTRAJAYA

City:
Putrajaya

Country:
Malaysia

Work hours/week:
40

Employment Type:
Full time

Platform:
CAPITAL MARKETS

Job Type:
Regular

Pay Type:
Salaried

Posted Date:

Application Deadline:

Note
:
Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
I
*nclusion*
and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities