Asset Management Compliance Officer

1 day ago

RHB Centre Tower Level, Malaysia RHB Bank Full time 60,000 - 120,000 per year
  • To ensure the Business Division comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews;
  • Conduct assigned Compliance Reviews in accordance with the Annual Work Plan;
  • Perform review on Investment and Operations areas such as reviewing the daily Net Asset Value of unit trust funds, asset allocation and investment restrictions, checking and clearing breaches in Violation Manager, sending e-mail to fund managers to notify on the breaches and subsequently, incorporated in monthly Compliance Report to the Board of Directors report.
  • Reviewing regulatory submission to the SC via ComRep (XBRL) on monthly, half yearly and annual basis and also, other regulatory body, reviewing the policies and procedures manuals of the company in line with changes in the laws, regulations, guidelines and industry developments.
  • Organizing and preparing training materials (e.g. training slides, Learn & Lead) and/or dissemination of information (e.g. new/revised/updates laws, rules and regulations, guidelines and industry or market updates) to all employees of the company / entity.
  • Perform reviews on offering document/advertisement and promotional materials as issued by the company/entity;
  • Assist the Senior Manager/Superior to compile and provide information during regulatory visits, audits conducted by Employees Provident Fund ("EPF")'s auditor and Federation of Investment Managers Malaysia ("FIMM")'s requests;
  • Any other responsibilities/ad-hoc assignments as assigned by the Head of Compliance, Asset Management from time to time and ensure timely completion the assignments.

  • Senior Client Relationship Manager

    1 day ago

    RHB Centre-Tower & Level, Malaysia RHB Bank Full time 120,000 - 240,000 per year

    About the RoleWe are seeking a driven and experienced Senior Client Relationship Manager to join RHB Asset Management. In this role, you will be responsible for expanding and maintaining strong client relationships, driving asset growth, and ensuring compliance with regulatory requirements. You will play a pivotal role in client acquisition, relationship...

  • Specialist, Regulatory Compliance Advisory

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time 80,000 - 120,000 per year

    Provide advisory to business and functional groups on compliance related matters.Update business and functional groups on new and revised Regulatory Policy/Guidelines via briefing, email, etc.Develop, review and update of compliance documents e.g. Group Compliance Framework & Policy, Group FATCA and CRS Policy, Functional Manual, etc.Perform Self-Assessment...

  • Associate Specialist, Compliance Review T1

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time 60,000 - 80,000 per year

    About the RoleWe are looking for a proactive and detail-oriented Associate Specialist, Compliance Review T1 to join our Group Compliance team at RHB Banking Group. This role supports our commitment to a strong compliance culture by reviewing regulatory adherence across the organisation. You will work with business leaders and BRCOs to assess risks,...

  • Senior Credit Manager

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time $50,000 - $100,000 per year

    JOB DESCRIPTION :To conduct credit evaluation/assessment on credit applications from Corporate Banking, Investment Banking and Commercial Banking credit applications from Malaysia of Wholesale Credit 1 to identify/mitigate salient credit risks to ensure quality assets are booked.To identify pertinent credit risk issues of the credit proposals and propose the...

  • Senior Specialist, Digital Business

    1 day ago

    RHB Centre-Tower & Level, Malaysia RHB Bank Full time 160,000 - 240,000 per year

    About the RoleWe are seeking a strategic, data-driven Senior Specialist, Digital Business to join our Asset Management team at RHB Banking Group. This role is ideal for a business analyst–minded professional with a passion for digital innovation and transformation.As a key driver of our digital agenda, you will lead the design and execution of digital...

  • Senior Specialist, Asset Quality Workout

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Banking Group Full time 900,000 - 1,200,000 per year

    KEY RESPONSIBILITIES Manage selected high-risk accounts with exposure ≥ RM5.0mil identified under EAM including monthly updates to Group Credit Committee and initiate appropriate action plans to improve the risk-profile and manage the accounts out of the EAM category or exit the relationship. Monitor and supervise accounts identified under EAM...

  • Relationship Manager

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time 100,000 - 120,000 per year

    About the RoleWe are looking for a highly motivated Relationship Manager to join our team at RHB Bank. In this role, you will manage and deepen relationships with large corporate clients, drive loan and balance sheet growth, ensure strong asset quality, and collaborate with internal partners to deliver holistic banking solutions. You will play a key role in...

  • Senior Credit Research Analyst

    1 day ago

    RHB Centre-Tower & Level, Malaysia RHB Bank Full time 120,000 - 180,000 per year

    About the RoleWe are hiring a Senior Credit Research Analyst to analyze, review, and evaluate credits for inclusion in the investment universe, with a focus on expanding investment opportunities to enhance portfolio performance. The role involves monitoring credit exposure, particularly in relation to significant credit events or issues, and collaborating...

  • Shariah Risk Analyst

    1 day ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time 900,000 - 1,200,000 per year

    About the RoleWe are looking for a diligent and detail-oriented Shariah Risk Analyst to join RHB Banking Group. In this role, you will be responsible for identifying, assessing, monitoring, mitigating, and reporting Shariah non-compliance and operational risks across the Group's Islamic financial activities. You will ensure alignment with Bank Negara...

  • Senior Specialist, Investors Digital Experience

    2 weeks ago

    RHB Centre - Tower Level, Malaysia RHB Bank Full time 120,000 - 180,000 per year

    Execute digital initiatives in wealth management space, translating strategy into executable business plan, tracking of results and constantly take feedback, iterate and improve platform and adoptionResponsible for development of agile execution documentation, including defining user stories to facilitate clear communication of requirements, priorities,...