Manager, IB&A Compliance

2 days ago

Kuala Lumpur, Kuala Lumpur, Malaysia Maybank Investment Banking Group Full time 900,000 - 1,200,000 per year

Maybank is seeking high potential talent to join our dynamic team as
Manager, Investment Banking & Advisory, Compliance.
If you are ready to grow your career with us, we encourage you to submit your application today.

Responsibilities:

  • Provide compliance advisory for investment banking and capital market transactions, covering equities, debt, and corporate advisory activities.
  • Manage the end-to-end COI clearance process, from due diligence to escalation and resolution.
  • Review CF, ECM and DCM regulatory submissions to ensure alignment with SC, Bursa Malaysia and BNM requirements.
  • Support the enhancement of the IB&A Compliance Manual, COI Framework, and SOPs to strengthen governance and ensure consistency across entities.
  • Contribute to the implementation of the Group Control Room automation project for COI.
  • Collaborate with regional MIBG entities to align compliance processes with local regulations and regional standards.
  • Conduct training, thematic reviews and post-deal assessments to uplift compliance awareness and control assurance.
  • Participate in ad-hoc compliance initiatives and regulatory engagements as required.

Requirements:

  • Bachelor's Degree in Law, Finance, Economics, Business, or related fields.
  • Minimum 5–7 years' experience in regulatory compliance, legal, investment banking, corporate finance, or capital markets.
  • Preferably certified or pursuing SIDC Modules 11, 12, and 19.
  • Strong understanding of SC, Bursa Malaysia, and BNM requirements.
  • Excellent communication and analytical skills with the ability to interpret regulations and provide practical, risk-based guidance.
  • Proactive, detail-oriented, and able to thrive in a fast-paced deal environment.
  • High integrity, curiosity, and commitment to continuous learning.

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