Counterparty Due Diligence Analyst

2 weeks ago

Greater Kuala Lumpur, Malaysia Airswift Full time $50,000 - $100,000 per year

Job Title:
Counterparty Due Diligence Analyst

Type:
Contract

Duration:
12 Months

Overview:

The Counterparty Due Diligence (CDD) Analyst is responsible for ensuring CDD operations are conducted in accordance with the requirements of the CDD Practice in the client's company, including the requirement to observe all data privacy regulations and the need to maintain a systematic audit trail for all decisions and controlled document retention

Key Responsibilities:

Process Leadership

  • Understand and operate the CDD process, to ensure accurate and timely delivery of services in accordance with SLAs.
  • Monitor assigned queues in the CDD tool and prioritise workload.
  • Conduct on demand CDD screening for counterparties in accordance with the risk based CDD process.
  • Monitor the continuous monitoring reports for new matches
  • Instigate follow-up reviews at frequencies determined by the risk rating for the counterparties or agents
  • Review any matches to establish validity and, if appropriate, recommend next steps which may include moving to a higher level of rigor, or escalate – include recommendations on action based on precedents
  • Ensure that the rationale for all decisions is annotated as needed in the CDD tool
  • Compile as appropriate and send CDD request forms to counterparties as required, as well as analyzing subsequent responses and propose the appropriate risk level to be assigned.
  • Draft any mitigating actions to be sent to client's business requesters.
  • Securely store all information in accordance with the requirements of the CDD Practice and policy ensuring compliance with any data privacy requirements
  • Provide subject matter expertise for the CDD process to requestors to ensure that the appropriate level of rigor is applied to CDD's evaluations of counter-parties
  • Participate in periodic reviews of the CDD process with fellow practitioners and subject matter experts from Ethics & C, Legal, etc.
  • Ensure Compliance to CDD policy and procedures.
  • Ensure counterparty data integrity in the systems is preserved and enhanced in line with CDD policy and procedures.

Process and Data Integrity

  • Ensure all information are stored securely in accordance with the requirements of the CDD process ensuring compliance with any data privacy requirements

Health, Safety, Security and Environment (HSSE)

  • Comply with all client's Health, Safety, Security and Environment (HSSE) policies and procedures and all HSSE directions of line manager or HSSE Manager
  • Participate in HSSE training and discussions, workplace inspections and audits, assist in the resolution of Health &
  • Safety issues, and contribute to successful implementation of HSSE programmes and initiatives

Requirements:

  • Bachelor's degree in Business, Finance, Accounting, or related field; or professional certification such as ACAMS or ICA is an advantage
  • 3+ years of working experience in CDD and Pre-Qualification / AML, Compliance, Finance, Accounting, Business or related field.
  • Proficiency in BM & English

Location:

Kuala Lumpur, Malaysia

  • Due Diligence Agent

    2 days ago

    Kuala Lumpur, Malaysia Wise Full time

    **Company Description** Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their life easier and save them money. As...

  • Due Diligence Agent

    2 days ago

    Kuala Lumpur, Malaysia Wise Full time

    We’re looking for a Due Diligence Agent to join our team in Kuala Lumpur. This role is a unique opportunity to have an impact on Wise’s mission, grow as a specialist and help save millions more people money. This is an entry level role, so we don't expect you to have any previous experience in Due Diligence/Banking/Finance. Full training will be given to...

  • Researcher - Corporate Due Diligence (Fluent Mandarin)

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Control Risks Full time

    Role purposeThe aim of compliance-driven due diligence is to assess our clients' actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them.As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and other...

  • Customer Due Diligence Analyst

    2 weeks ago

    Kuala Lumpur, Kuala Lumpur, Malaysia HSBC Full time 60,000 - 120,000 per year

    Some careers grow faster than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.At HSBC, our purpose is opening...

  • Customer Due Diligence Analyst

    2 days ago

    Kuala Lumpur, Malaysia Hong Leong Bank Full time

    If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Job Responsibilities: - Perform ODD reviews on low (triggered event only), medium, high and very high-risk customers. - Liaise with Frontline staff to obtain information and documentation required including updated DDDM Forms for On-going Due...

  • Researcher - Corporate Due Diligence (Fluent Mandarin)

    3 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Control Risks Full time

    Role purposeThe aim of compliance-driven due diligence is to assess our clients' actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them.As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and other...

  • Researcher - Corporate Due Diligence (Fluent Mandarin)

    2 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Control Risks Full time

    Role purposeThe aim of compliance-driven due diligence is to assess our clients' actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them. As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and other...

  • Researcher, Third-Party Due Diligence

    5 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia Control Risks Full time

    The aim of compliance-driven due diligence is to assess our clients' actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them. As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and other sources to...

  • Senior Associate, Group Due Diligence

    1 week ago

    Kuala Lumpur, Kuala Lumpur, Malaysia JAC Recruitment Full time

    JOB RESPONSIBILITIES:Involved in due diligence operations, carry out due diligence reviews for both new and existing third-party relationships.Conduct background checks and screenings, including financial health, sanctions, adverse media, anti-bribery and corruption, and data privacy risks.Analyse risk levels, document findings, and prepare recommendations...

  • Customer Due Diligence Manager

    7 days ago

    Kuala Lumpur, Kuala Lumpur, Malaysia AIA Malaysia Full time

    FIND YOUR 'BETTER' AT AIAWe don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us.We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more...