Compliance executive

**Open Position: Compliance Executive** A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: - Minimum of 3 years working experience in the banking, finance, or insurance industry. - Experienced in both BNM Regulatory Compliance and AMLA. - Collaborate with the...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur officeKey Responsibilities:Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to identify...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

**Compliance Testing** **-** **(**240000KB**)** - Responsible for the planning, execution and finalisation of compliance testing, including: - To design/ develop compliance testing plan for execution of compliance testing; - To carry out compliance testing and to prepare compliance testing reports; - To attend meeting and finalise the compliance testing; -...

**Responsibilities**: - Monitor and ensure compliance with local, state, and national regulations governing the transportation and logistics industry. - Develop and maintain a compliance framework to guide business operations and decision-making. - Conduct internal compliance audits to identify areas of non-compliance and implement corrective actions. -...

**Responsibility** - Ensures the Group complies with internal regulations and established control protocol not limiting to entailing "Enterprise Risk Management System Management" (ERM); "Environmental, Societal & Governance Sustainability Management" (ESG) and "Governance, Risk & Compliance Management" (GRC) - Coordinate and assist in facilitating risk...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

Senior/Junior Level - Implement and monitor the Compliance Assurance Program - Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing - Facilitate the Regulatory Compliance Team in the execution of Gap Analysis - Advise, liaise and work closely with the respective stakeholders...

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

**Position: Executive (Fund Accounting Dept) - Immediate Hiring/Office Hour** **Location: Jalan Tun Razak, Kuala Lumpur** **Working Hours: Monday - Friday/9am-6pm** **Basic Salary : RM 2,300 - RM 2,500** **Intake: Immediately (early July 2023)** **Requirements**: - Required language(s): Bahasa Malaysia, English - At least 1 year(s) of working experience in...

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Job type: Permanent Contact name: Shadhanand Prem Kumar Job ref: 33623 Published: about 2 hours ago Startdate: 01-10-2023 **Loan origination** Ensuring the Company has for all its projects in all countries at least one lender as source of project debt financing Origination of new project finance loans for the company Answering queries from lenders on...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC CoBE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related...

**Responsibilities**: The role is responsible for overseeing area with regards to regulations, drive the implementation and execution of AMLA requirements, and support in the establishment and review of policies and procedures. He or she will also support the team in the various reviews for funds submissions and other reviews to comply with SC...

**Banking Executive (Portfolio Valuation Department) - Immediate Hiring** **Work Location**: Jalan Tun Razak - nearby MRT Tun Razak Exchange/ TRX **Working Hours**: 8.45 am - 5.45 pm (Must willing to stayback with OT provided; Depends on the workload) **Working days**: Monday - Friday **Salary Range**: RM 2,300 - RM 2,500 **Intake Date** : early July...

**Banking Executive (Portfolio Valuation Dept) - Immediate Hiring** - Work Location: Jalan Tun Razak - nearby MRT Tun Razak Exchange/ TRX - Working Hours: 8.45 am - 5.45 pm (Must willing to stayback with OT provided; Depends on the workload) - Working days: Monday - Friday - Salary Range: RM 2,300 - RM 2,500 - Intake Date : September...