Executive compliance review

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC CoBE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related...

Compliance Assurance Review, Compliance Posting Date: 15-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

**Open Position: Compliance Executive** A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: - Minimum of 3 years working experience in the banking, finance, or insurance industry. - Experienced in both BNM Regulatory Compliance and AMLA. - Collaborate with the...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: To provide assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements for Business / Functional Areas, Departments, Thematic and annual assessments/ independent...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur office. Key Responsibilities: Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Open Position: Compliance Executive A reputable company is actively searching for a Compliance Executive to join their team based in Kuala Lumpur officeKey Responsibilities:Minimum of 3 years working experience in the banking, finance, or insurance industry. Experienced in both BNM Regulatory Compliance and AMLA. Collaborate with the supervisor to identify...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

**Compliance Testing** **-** **(**240000KB**)** - Responsible for the planning, execution and finalisation of compliance testing, including: - To design/ develop compliance testing plan for execution of compliance testing; - To carry out compliance testing and to prepare compliance testing reports; - To attend meeting and finalise the compliance testing; -...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

**Assistant Manager, Shariah Review** **-** **(**2400009A**)** - The primary role for this position is to perform on-going review on the Bank’s operations and activities based on the approved methodology and procedure to assess level of compliance with Shariah requirements. - The review function will execute and initiate appropriate and comprehensive...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

**Responsibilities**: The role is responsible for overseeing area with regards to regulations, drive the implementation and execution of AMLA requirements, and support in the establishment and review of policies and procedures. He or she will also support the team in the various reviews for funds submissions and other reviews to comply with SC...

Senior/Junior Level - Implement and monitor the Compliance Assurance Program - Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing - Facilitate the Regulatory Compliance Team in the execution of Gap Analysis - Advise, liaise and work closely with the respective stakeholders...

**Position: Executive (Fund Accounting Dept) - Immediate Hiring/Office Hour** **Location: Jalan Tun Razak, Kuala Lumpur** **Working Hours: Monday - Friday/9am-6pm** **Basic Salary : RM 2,300 - RM 2,500** **Intake: Immediately (early July 2023)** **Requirements**: - Required language(s): Bahasa Malaysia, English - At least 1 year(s) of working experience in...

**Responsibility** - Ensures the Group complies with internal regulations and established control protocol not limiting to entailing "Enterprise Risk Management System Management" (ERM); "Environmental, Societal & Governance Sustainability Management" (ESG) and "Governance, Risk & Compliance Management" (GRC) - Coordinate and assist in facilitating risk...

Join our team at Transcosmos! If you're passionate about customer satisfaction, we want you! **Position**: Content Reviewer Representative **Location**:Menara Public Bank 2, Jalan Raja Chulan **Job Type**: 1 year Renewable Contract **Responsibilities**: - Review and evaluate various types of content to ensure compliance with established guidelines...