Compliance Assurance Review, Compliance

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

Senior/Junior Level - Implement and monitor the Compliance Assurance Program - Coordinate closely with the Regulatory Compliance Team in the planning of the annual Gap Analysis and Compliance Monitoring & Testing - Facilitate the Regulatory Compliance Team in the execution of Gap Analysis - Advise, liaise and work closely with the respective stakeholders...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC CoBE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related...

If you are looking to excel and make a difference, take a closer look at us Overview The Manager, Compliance (Assurance) is responsible for the independent review of the Bank's existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. This role reports to the Head of Compliance (Assurance). Key...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: To provide assurance to Board and Senior Management on the Bank’s level of compliance to regulatory requirements for Business / Functional Areas, Departments, Thematic and annual assessments/ independent...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

Working Hour - Regular Hours - Monday - Friday- Business Area - Community Banking- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Support Head Retail Risk & Compliance in identifying, investigating, handle and resolve regulatory and operational non - compliances breaches. - Assisting Risk Owner (Business Heads) and RRCO with the...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

a) Keep updating to all of regulatory and management policy. b) Ongoing monitoring in all transaction and ensure all transactions comply with AMLA/CFT Rules and Regulations. c) Report compliance review result to President Director. d) Ensure that operational of each outlet and back office comply with internal and external regulations. e) Perform review on a...

**Job***: Governance, Risk Management & Compliance **Primary Location***: Asia-Malaysia-Bukit Jalil KL **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 21/Aug/2023, 7:43:34 AM **Unposting Date***: Ongoing **Role Responsibilities** - You will support the Product Lead of Compliance Risk Assessment and work closely with the...

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role The role will support the Senior Manager, Regulatory Compliance to ensure that AIA Malaysia operates in accordance with the AIA Group policies and guidelines and local regulatory requirements, driving and coordinating implementation of compliance...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

Compliance Testing-(2400005V) Description 1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including: • To perform risk assessment framework for compliance review; • To design review plan for compliance testing; • To design or leverage on existing...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...