Ethics & Compliance Senior Manager

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

Role Responsibilities Business Awareness and understanding of various market abuse regulations globally in which the Group operates Understanding the Group’s business strategy as well as Compliance mandate in supporting the business Understanding booking practices and models to implement and enhance surveillance in the department Processes ...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC Co BE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related business...

FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role The role will support the Senior Manager, Regulatory Compliance to ensure that AIA Malaysia operates in accordance with the AIA Group policies and guidelines and local regulatory requirements, driving and coordinating implementation of compliance...

Description Purpose of the Job Monitor and provide assurance that the BU/SUs have embedded adequate controls in ensuring that all activities conducted are in compliance with the MISC CoBE, related group wide policies and other relevant regulatory/statutory regulations. Qualifications Bachelor’s Degree in Business Administration or related...

We are seeking a dynamic Sales and Marketing Representative to join our team at Sure Senior Lifestyle. This role is pivotal in promoting our senior living services and engaging with potential residents. As a key member of our team, you will contribute to the success of our business by conducting personalized consultations, participating in open house events,...

Funding Societies | Modalku is the largest SME digital financing platform in Southeast Asia. We are licensed in Singapore, Indonesia, Thailand, and registered in Malaysia. We are backed by Sequoia India and Softbank Ventures Asia Corp amongst many others and provides business financing to small and medium-sized enterprises (SMEs), which is crowdfunded by...

This is a new role, you will be starting a new sub-department **_Summary of responsibilities:_****: - Assist the Group Compliance in overseeing the regulatory compliance across UK, Singapore and Indonesia - Responsible for researching, assessing, and monitoring new developments of regulations/laws - Facilitating and assisting the respective stakeholders in...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

Demonstrates compliance with both the Firm’s Continuing Professional Development (“CPD”) requirements and those of the respective professional bodies of which he/she is a member. - Demonstrates compliance with independence and ethical requirements from International Ethics Standards Board for Accountants (IESBA) Code of Ethics for Professional...

Overview Our international footprint will give you access to unique intelligence and decades of experience. And by joining our Anti-Money Laundering team – one of the most international areas at Citi – you will touch every aspect of the company and make critical decisions for our clients, for your career, for every employee, and for the business. ...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**RISK & COMPLIANCE MANAGER** **Job Overview**: The Risk & Compliance Manager is a key professional responsible for identifying, assessing, and managing potential risks that could impact an organization's financial stability, reputation, or operational efficiency. In addition to traditional risk management duties, this role includes overseeing incident...

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

**Job***: Governance, Risk Management & Compliance **Primary Location***: Asia-Malaysia-Bukit Jalil KL **Schedule***: Full-time **Employee Status***: Permanent **Posting Date***: 21/Aug/2023, 7:43:34 AM **Unposting Date***: Ongoing **Role Responsibilities** - You will support the Product Lead of Compliance Risk Assessment and work closely with the...

The position In this role, you will act as the Malaysia Legal and Compliance Counsel working with the Legal, Compliance, and Quality Director to advise the Malaysia affiliate on legal issues concerning its business and also to ensure an effective compliance program and a robust compliance culture across the company which focuses on prevention,...