Specialist, Treasury Surveillance

2 weeks ago


Kuala Lumpur, Kuala Lumpur, Malaysia RHB Banking Group Full time
Working Hour

  • Regular Hours


Monday
  • Friday
  • Business Area


Compliance
  • Location


Malaysia
  • Kuala Lumpur
  • Description

Primary Objective:

  • Conduct trade and communication surveillance activities on Group Treasury traders/dealers to detect any trade misconduct via available resources
  • Develop and progressively enhance surveillance approach to detect and address potential market misconduct
  • Ensure timely escalation of any issues / concerns identified to Senior Management and Board, where relevant

Key Responsibilities:

  • Conduct Trade and Communication surveillance and analysis on Group Treasury dealers to ensure compliance with the regulatory requirements
  • Enhance and/or recalibrate existing surveillance indicators to ensure effective surveillance
  • Contribute to the design and development of compliance controls to enhance overall surveillance oversight. This includes developing new scenarios, parameters or triggers, where relevant, to detect potential market misconduct
  • Perform necessary review, investigation and escalation to the Team Lead/ Circle Lead if there is any potential gaps or breaches identified
  • Provide periodical reports and/or adhoc reports for Senior Management and Board notification/ approval, where relevant
  • Keep abreast of regulatory changes and developments in the regulatory environment, and conduct analysis on potential gaps in surveillance activities, where relevant
  • Any other duties assigned by the Team Lead/ Circle Lead/ Head of Group Regulatory Compliance
  • Requirements

Requirements:

  • Bachelor Degree professional qualifications
  • Regulatory compliance certification from accredited body will be advantageous
  • Possess at least 3 to 5 years of experience/ knowledge in Treasury/Market surveillance and/or regulatory compliance
  • Experience in market/ financial risk management or surveillance related work will be advantageous
  • Experience specifically in Treasury related surveillance will be advantageous
  • Good acumen to detect any potential regulatory gaps and breaches
  • Knowledgeable in financial regulations and governing laws
  • Good management skills
  • Good communication and writing skills
  • Good analytical and organisational skills
  • Benefits
Dental, Education support, Miscellaneous allowance, Medical, Loans, Sports (e.g. Gym), Parking, Vision, Regular hours, Mondays
  • Friday
s, Casual Business Wear, Performance Based Rewards

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