Regulatory Compliance Assistant Manager

4 days ago


Petaling Jaya, Malaysia Agensi Pekerjaan Six Degree Consulting Sdn Bhd Full time

Responsibilities:

- Responsible for Regulatory Compliance in providing compliance assistance and advisory support to business units.
- Assist business units to identify compliance risks and perform risk assessment on those risks.
- Conduct compliance review to determine the level of compliance against applicable regulatory requirements.
- Monitor developments in regulatory requirements and disseminate such updates to Senior Management, management and staff, where relevant.
- Manage the maintenance of the compliance universe database to ensure all relevant regulatory requirements are updated and complete.
- Perform gap analysis on new/ revised regulatory requirements (e.g. BNM’s policy document) to ascertain impact to the Company’s policies, procedures and business practices and monitor that any necessary mitigation action plan is carried out.
- Perform control testing to ensure existing compliance controls are effective and adequate.
- Compile and coordinate all statutory submission for regulatory authorities, including compilation of documents for supervisory assessment.
- Coordinate responses to regulators, including LIAM Circulars.
- Conduct training/briefing to relevant staff on any regulatory matters as well as conduct compliance awareness programmes.
- Assist to prepare compliance reports or updates, e.g. reporting to Management Compliance Committee, Board.
- To provide regular reporting and undertake any other assignments as requested by Chief Compliance Officer.

**REQUIREMENTS**:

- Degree in Business, Accountancy, Finance, Law or similar
- At least 4-5 years of relevant experience, preferably in regulatory compliance
- Knowledge in Financial Services Act 2013.
- Experience in regulatory training and advisory role is essential
- Knowledge insurance regulatory requirements will be an added advantage
- Good written and verbal communication skills
- Good inter-personal skills and able to work with different stakeholders (internal and external)
- Self-starter and able to exercise independent judgment

**Salary**: Up to RM8,000.00 per month

Schedule:

- Monday to Friday



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