Governance, Specialist
3 weeks ago
**At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.**
**So if you believe in inspiring a better future, read on.**
**WE ARE LOOKING FOR.....**To ensure the business and operational activities are conducted in the RIGHT way and provide governance support to contribute to profitable and sustainable growth for Corporate Solutions Division.
Audit Readiness (7%)
- Assist with internal & external audit exercise
- Follow up on audit items to ensure closure
Compliance and Risk Management: (25%)
- Ensure compliance control & governance are in place
- Roll down regulatory requirements that impact business strategy
- Coordinate and consolidate feedback related to regulators guidelines to Compliance Department for submission
- Project manage the implementation of guidelines across CSD within the given timeline
- Liaise with Compliance and Risk on queries from Sales related to compliance and risk matters
- Timely follow up on Compliance and Risk related matters
- Providing advice to sales, operations with regards to regulatory matters
- Preparation of reports, analysis, Quality assurance related activities. Includes liaising with stakeholders and IT for required data extraction
Agreement and Contract: (3%)
- Liaise with Legal to review and sign off client's agreements/contracts
- Assist to submit final agreement/contract to legal for approval and raise memo to endorse the document
- Maintaining the depository for agreements for quarterly review by respective Sales channels
Update Legal on litigation cases: (2%)
- Liaise with legal on queries from Sales related to legal matters
Perform other responsibilities and duties periodically assigned by supervisor in order to meet operational and/or other requirements. (5%) Communicating and maintaining governance, risk and compliance processes and procedures in line with current good practice, and to identify and advise on governance issues, as required. Includes planning, execution and implementation by coordinating with relevant stakeholders.
To assist in the development and implementation of governance related policies and procedures.
To support or manage wider governance initiatives or projects, as required. Managing Regulators & AIA Group requirements.
Provide strategic corporate governance advise to key stakeholders and colleagues on their responsibilities under applicable regulatory legislation and internal policies and procedures.
Item 6. - 9. 30%
Ensure CS Governance reporting are delivered on timely and accurate basis. (10%)
Overseeing outsourcing assessments for CSD (TPAs, APTB, GI). Liaise with respective PICs to conduct the necessary annual assessment for submission. Ensure submission are complete within the stipulated timeline. (15%)
Liaison with Enterprise Risk Management for departmental reporting, and necessary implementation and roll down. (3%)
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