Associate Director, Grm Operational Risk, Advisory

7 months ago


Kuala Lumpur, Malaysia Royal Bank of Canada Full time

**Job Summary**
- The GRM Operational Risk Advisory & Oversight team is responsible for providing independent and objective oversight of operational risk management for all RBC businesses in the AsiaPac Region. This includes the activities of the WMA; I&TS; P&CB and CM business Segments that have a presence in APAC as well as the operation and activities undertaken through the RBC Malaysia Shared Services Centre (SSM).
- The primary purpose for the Associate Director role is to ensure that operational risk profiles for the RBC Shared Services business in Malaysia and RBC’s Wealth Management Asia (WMA) and Investor Services (IS) Segment operations business activities that utilize SSM demonstrate fair and accurate representation of relevant operational risk exposures.
- The role works closely with the Director, GRM OR, Global Risk Oversight and A&O and the Senior Director, Operational Risk, APAC in the implementation of the OR framework and risk management practices. This includes taking the lead on key aspects of the operational risk 2LoD program execution for RBC’s Shared Service business in Malaysia including culture & conduct and the effectiveness and sufficiency of the OR program deployed by the SSM entity and the WMA Operations and IS Operations in Malaysia.
- This role also supports core program execution for business in diverse APAC locations including providing 2LoD oversight & challenge of the operational risk program execution for the WMA Segment activities in Singapore; HK; Tokyo and Beijing and other regional locations as required.
- The role also works closely with the GRM team responsible for enterprise governance and bringing independent oversight for risk in partnership with Sydney, UK; Europe and Toronto based GRM counterparts including Toronto and UK based OR counterparts supporting the OR program in Malaysia and the WMA OR program in APAC.
- This role partners closely with the business to facilitate the implementation of the operational risk framework and sound risk management practices across the business platforms.
- Role is primarily Malaysia focused however may extend to work in conjunction with the OR team to support representation in the APAC region.

Working Hours: 8:00am - 5:00pm or 9:00am - 6:00pm.

**What will you do?**

**Act as a leader in ORM**
- Deliver the vision and execute the ORM plan through global matrix engagement as part of a multi-jurisdictional virtual OR team supporting Malaysia and APAC businesses.
- Foster strong stakeholder relationships to enable active and collaborative working relationships.
- Drive a culture of integrity and behaviors that align to RBC’s Code of Conduct and professional standards.
- Work collaboratively across teams, enabling an engaged workforce who are effective, knowledgeable and adaptable.
- Foster an environment of continuous personal growth.

**Direct the implementation of RBC’s Operational Risk Management (ORM) program and practices**
- Contribute to and execute on the vision, strategy and operating model for operational risk management.
- Direct the implementation of core operational risk management programs and practices to ensure accurate view of Operational Risk Profile.
- Support implementation of ORM initiatives and monitor for adherence to requirements, escalating concerns where required.
- Identify trends and direct research into areas of perceived elevated or emerging operational risk.

**Provide Operational Risk advice and monitor key & emerging risks**
- Provide ORM risk mitigation strategies (and /or related area of expertise) and advise senior management in understanding and managing operational risk across domains.
- Champion behaviors that embed a strong risk management culture across 1st & 2nd LOD
- Provide oversight on the design and effectiveness of the internal control environment
- Actively support 1LOD in establishing operational risk appetite that aligns with their with stated strategic objectives
- Leverage operational risk data and analysis to provide management with insights to support decision-making
- Conduct Independent reviews to provide a perspective to 1st Line of Defense on emerging risks and trends
- Bring 1st Line of Defense insights from external sources such as ORX, Industry Events, Industry Best practices

**Enable regulatory change, OR governance and reporting**
- Support Management to respond to information requests by regulators, supervisors, and statutory bodies (as required)
- Identify and develop guidance material designed to support 1st Line of Defense interpretation and implementation of regulatory requirements
- Monitor and analyze the design and operational effectiveness of a platform’s control environment
- Provide operational risk-related reporting and insights, and partner with the business to enhance reporting where required, to support executive management to build a perspective on operational risks and emerging trends.
- Develop a story board to provide a profile of operat



  • Kuala Lumpur, Malaysia Cheng & Co Taxation Sdn Bhd Full time

    **Requirements**: Tax Advisory Associate is responsible for working on tax advisory works on business transactions that including transfer pricing analysis, tax treatment advisory and tax accounting advisory. The role of Tax Advisory Associate involves both advisory and compliance aspects. He/She must understand and keep abreast of tax legislation...

  • Associate Director

    7 months ago


    Kuala Lumpur, Malaysia Willis Towers Watson Full time

    **The Role** As an Associate Director in the Executive Compensation and Board Advisory (ECBA) Practice of Willis Towers Watson’s Work & Rewards Business, you will perform the following job responsibilities: - Contribute to sales and business development efforts for Work & Rewards consulting business focusing on the area of ECBA - Serve as Project Manager...

  • Director, Advisory

    5 hours ago


    Kuala Lumpur, Malaysia BNP Paribas Full time

    DIRECTOR, ADVISORY (JOB NUMBER: INV000624) In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions...


  • Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...


  • Kuala Lumpur, Malaysia HSBC Full time

    -Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...


  • Kuala Lumpur, Malaysia MUFG Investor Services Full time

    **Company Description** Experience something Brilliantly Different with a career at MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and fund financing. We’re in 14...

  • Advisory Intern

    4 days ago


    Kuala Lumpur, Malaysia Grant Thornton Consulting Sdn Bhd Full time

    Advisory services refer to as professional or expert advice by many consulting firms in different areas according to their client's requirement on various matters. Advisory services are provided with the goal to support undertaking and overcome weaknesses in specific areas like legal, business, finance. Responsibilities: '¢ Transaction Advisory Services '¢...


  • Kuala Lumpur, Malaysia Affin Bank Full time

    Director, IT Risk Management **Create your future with Affin! You too can make a difference.** Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry - you can make a difference too. **Position Objective** - Responsible for the preparation and review of...


  • Kuala Lumpur, Malaysia Tune Protect Group Full time

    **The Core Job**: - Conducting BCP Exercises - Managing Bank Negara Reporting - Oversight of LOFA (Letter of Offer & Acceptance) processes - Dealing with all regulatory bodies for reporting - Monthly Orion Reporting - Conducting Risk & Control Assessment (RCSA) - Assisting in the preparation of Board reports (Risk Papers) Due Diligence of Outsourcing...


  • Kuala Lumpur, Malaysia Tune Insurance Malaysia Berhad Full time

    **The Core Job**: - Conducting BCP Exercises - Managing Bank Negara Reporting - Oversight of LOFA (Letter of Offer & Acceptance) processes - Dealing with all regulatory bodies for reporting - Monthly Orion Reporting - Conducting Risk & Control Assessment (RCSA) - Assisting in the preparation of Board reports (Risk Papers) - Due Diligence of Outsourcing...


  • Kuala Lumpur, Malaysia Agensi Pekerjaan ASK Resources Sdn Bhd Full time

    **Develop and implement technology and/or cyber security frameworks, policies and risk profiles. Ensure compliance to Technology Risk Management Framework (TRMF) and Cyber Resilience Framework (CRF), regulatory requirements and technology project management framework.** **Responsibilities**: - Formulate appropriate TRM policy and procedure for the...


  • Kuala Lumpur, Malaysia IT Business Solutions Sdn Bhd Full time

    Job description Group Security & Resilience Manager/Senior Manager, Third-Party Risk Reporting line Director/Head, Third-Party Risk Oversight Location Based in Kuala Lumpur. Requirement to travel in Group locations is low (10%) Purpose of Senior Manager role: Working with Group functions: Group Technology, Group Finance (particularly Procurement),...


  • Kuala Lumpur, Malaysia MUFG Investor Services Full time

    Reporting to the Associate Director, Investor Operations, a list of your responsibilities will include: - Complete daily deliverables, with quality while following company and department policies and procedures relating to investor registration, dealing, reporting and cash - Strive to complete deliverables within Service level agreements, escalate any...


  • Kuala Lumpur, Malaysia WTW Full time

    As an ECBA Associate, you will play a crucial role in supporting advisory projects related to executive compensation practices. Your responsibilities will include collaborating with senior team members, analyzing compensation data, and providing valuable insights to boards and executives. This position requires close collaboration with consultants within...


  • Kuala Lumpur, Malaysia PPB Group Berhad Full time

    Support the Senior Manager in driving integrity and ABAC Compliance Programs throughout the Group, particularly on development of policies, reporting, on-going monitoring, advisory and strategies in all integrity-related matters. **Anti-Bribery and Corruption (“ABAC”) Compliance Programme** - Manages day-to-day operation of the ABAC Compliance...


  • Kuala Lumpur, Malaysia Affin Bank Full time

    Associate Director, Client Coverage **Create your future with Affin! You too can make a difference.** Join us at AFFIN, where the open minds meet and be inspired by a shared commitment to great work. Here, you don't just stay at the forefront of the industry - you can make a difference too. Assist Director, Client Coverage with the following: - Acquire...


  • Kuala Lumpur, Malaysia MUFG Investor Services Full time

    Company Description **About MUFG Investor Services**: Experience something Brilliantly Different with a career at MUFG Investor Services. Who are we? In a nutshell, MUFG Investor Services is part of the Mitsubishi UFJ Financial Group, and we partner with over 480 loyal global investment firms to provide them with administration, asset services, banking and...


  • Kuala Lumpur, Malaysia Generali Malaysia Full time

    **Job Scope** To support the Head Operational Risk in establishing risk management strategies and capabilities to optimize the company’s risk vs return on capital employed in-line with the prevailing regulatory requirements. The incumbent is responsible for assisting in developing and managing a robust operational risk analytics capability through...

  • Tax Director

    7 months ago


    Kuala Lumpur, Malaysia EPS Ventures Sdn Bhd Full time

    **Position** **Title**: Tax Director **Location**: Kuala Lumpur **Headcount**: 1 **Tenure**: Permanent (Monday - Friday) - To initially head and manage the corporate tax, compliance and advisory divisions. - Perform peer review on corporate tax submission for the larger cases with significant tax payable and potential risk exposure. - Plan and ensure...


  • Kuala Lumpur, Malaysia RHB Banking Group Full time

    Description **Primary Objective**: Business Risk Support Business Risk Officer (BRO) in terms of advisory to senior management senior management on all Non-Financial risk (NFR) positions and matters in Group Wholesale Banking (GWB). To clarify this includes the Group Investment Banking and Group Asset Management businesses. Appraise and obtain direction...