Compliance and Control

What do you need to have? - minimum 2 years in IT Compliance - Bachelors Degree in any related field What are your responsibilities? - Responsible to ensure the bank is compliant to regulatory frameworks, policies, guidelines. Established IT compliance lifecycle workflow to be practise in ensuring compliance within IT operations. - Oversee the functions of...

**Role Purpose** The aim of compliance-driven due diligence is to assess our clients’ actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them. As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and...

**Role Purpose** The aim of compliance-driven due diligence is to assess our clients’ actual or potential counterparties, looking for any issues that might pose a reputational or other risk to them. As part of a dedicated team (VANTAGE), the compliance due diligence researcher role involves media research, working with databases, primary documents and...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

**Responsibilities**: - Assist the process of Implementation an effective legal compliance program. - Assist review company policies. - Assist manager/ management on the company’s compliance with laws and regulations through detailed reports. - Ensures compliance with regulations and controls by examining and analysing records, reports, operating...

Implement policies, procedures and controls to effectively manage the Company's compliance risk. Provide timely compliance support and advice to the management and branch staff. To conduct regular compliance inspections and reviews of branches. To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely...

Regulatory Compliance - To develop, establish and/or maintain an effective and broad-based compliance assurance program designed to establish compliance standards and to monitor, detect and prevent compliance deficiencies including recommending corrective actions when necessary to fully meet compliance requirements. - To conduct gap analysis and monitor the...

**BAT is evolving at pace - truly like no other organisation.** **To achieve the ambition, we have set for ourselves, we are looking for colleagues who are ready to live our ethos every day. Come be a part of this journey!** **BAT DIGITAL BUSINESS SOLUTION** **IS LOOKING FOR AN ITGC COMPLIANCE MANAGER** **SENIORITY LEVEL**:Mid-Senior Management...

**The Opportunity** Our partner is an Australia-based insurance company, tailoring services and creating innovation for the best customer experience. They are looking for a Compliance Officer that you'll provide crucial support in security audits, driving and managing compliance activities solely from Thailand office. You'll work closely with the Security...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

Control Risks is a specialist risk consultancy committed to helping our global clients build organisations that are secure, compliant, and resilient in an age of ever-changing risk and connectivity. We have an opportunity available for a **Law Enforcement Liaison Specialist** to join our team in Kuala Lumpur, embedded with one of our clients, a large,...

**Job Summary**: Responsible for ensuring the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/ BNM) for Raffcomm Group (“Company”). Work in the Business Compliance Department to assist and to provide...

We are seeking a highly skilled Financial Operations Specialist to manage our company's full set of accounts.The ideal candidate will have a strong background in finance or accounting and be proficient in bookkeeping.Responsibilities include reviewing and reconciling accounts, invoicing customers, processing payments to external partners, and maintaining...

**Job Summary**: Responsible for ensuring the compliance of Certification Authority (“CA”) and e-Money provider with accordance to e-Money guidelines, AMLA, Payment Systems Act, Digital Signature Act 1997 (“DSA 1997”), Digital Signature Regulations 1998 (“DSR 1998”) and other relevant laws, rules and regulations issued by the Regulators...

Assist team members in the design and implementation of controls, policies and procedures on a project basis - Assist regulated entities in the conduct of client due diligences including conducting screening - Assist in the monitoring of regulated subsidiaries’ compliance with existing and new or amended laws, rules and regulations - Assist team members in...

IT Compliance Consultant JOB BRIEF IT Compliance Consultant requires strong background in IT compliance, regulations, and security frameworks, and will play a crucial role in ensuring that our organization adheres to industry standards and regulations while maintaining the highest level of data security. The role required to work closely with...

FIND YOUR 'BETTER' AT AIA - We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._ - We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can...

**BAT is evolving at pace - truly like no other organisation.** To achieve the ambition, we have set for ourselves, we are looking for colleagues who are ready to live our ethos every day. Come be a part of this journey! **ROLE PROFILE** **JOB TITLE**:Access Management & Compliance Analyst** **FUNCTION: DBS (Digital Business Solutions)** **SUB...

-Job description **Some careers have more impact than others.** If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued. HSBC is one of the largest banking and financial services organisations in the world, with operations in over 60 countries and territories....