Avp Surveillance

**Why join us?**

The global mission of Surveillance is to safeguard customers and the integrity of financial markets by detecting and deterring market abuse, inappropriate trading and other market conduct risks. In doing so, Surveillance serves to meet HSBC’s regulatory obligations, wider stakeholder expectations, risk appetite policy requirements.

As part of the wider Surveillance function, the Surveillance team is responsible for the detection, escalation and reporting of potential market abuse and misconduct within HSBC.

We are currently seeking a motivated individual to join our team of surveillance analysts, and contribute towards achieving the strategic goals of the Surveillance team in Asia Pacific and those of the wider Surveillance function.

**What you’ll do**:

- Perform trade surveillance across an array of asset classes including equities, fixed income and derivatives for potential market abuse and escalate them where appropriate
- Review e-communications and a-communications surveillance alerts for potential market abuse and misconduct and escalate them where appropriate
- Contribute to continuously enhancing our investigatory capabilities by identifying new internal and external data sources, systems capabilities and investigative techniques
- Contribute to the ongoing testing and calibration of surveillance systems and controls to ensure market abuse risks are being identified against a continuously evolving risk and regulatory landscape
- Draft and submit compelling regulatory filings based on evidence gathered through in-depth, intelligence-led surveillance investigations
- Co-ordinate with colleagues across the wider Surveillance function, ensuring consistency where appropriate and promoting best practices
- Forge strong working relationships with stakeholders from the businesses we protect and enable as well as colleagues in Compliance, Risk and the Control Offices, acting as an ambassador for Surveillance, showcasing successful outcomes where appropriate
- Support ongoing strategic endeavours such as the roll out of next generation trade surveillance capabilities across business lines and regions
- Engage effectively with Surveillance colleagues in regional, business line, data management, IT, transformation, product management, and Centre of Excellence teams
- Contribute to general governance and administrative responsibilities of the Surveillance team such as issues management, training and the production of MI (management information) and reporting Qualifications

Requirements

**To be successful in the role, you should meet the following requirements**:

- Indonesia language and dialect’s ability and languages other than English Language is essential
- Possession of an inquisitive and investigative mind-set and a willingness to learn and develop is key to success in this role
- Ability to analyze and present complex information in a clear, concise and precise written and verbal format is essential
- Strong interpersonal and stakeholder engagement skills are essential
- A strong understanding of financial markets and regulation with focus on equities, fixed income and derivatives.
- Experience of working in a dealing/trading environment is preferable but not essential
- Experience of working in a surveillance monitoring or investigative function is preferable
- Experience of working internationally is preferable but not essential
- Knowledge of surveillance tools such as Trading Hub, BTCA and Digital Reasoning is preferable but not essential