Assistant Manager Compliance

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

If you are looking to excel and make a difference, take a closer look at us Location: Phnom Penh, Cambodia Responsivities: - Work closely with Regulators and update new Prakas to Head of compliance and departments - Work with Head of Compliance to identifying, assessing, controlling, measuring, monitoring/testing and reporting compliance risks; - Conduct...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

This is a new role, you will be starting a new sub-department **_Summary of responsibilities:_****: - Assist the Group Compliance in overseeing the regulatory compliance across UK, Singapore and Indonesia - Responsible for researching, assessing, and monitoring new developments of regulations/laws - Facilitating and assisting the respective stakeholders in...

If you are looking to excel and make a difference, take a closer look at us Functional _(job responsibilities)_ - Support the Manager to develop a robust Compliance Independent Review (CIR) framework to independently assess the Business / Support units (or functions)’s compliance to regulatory requirements. - To independently perform validation of...

If you are looking to excel and make a difference, take a closer look at us Job Summary: Incumbent is responsible to independently review the Banking Group’s existing processes and to provide advisory and solutions to ensure compliance to regulatory requirements. Act as an independent unit to review and detect regulatory non-compliance by the Business and...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Open Position: Assistant Manager, Financial Crime & Compliance (Financial Institution) One of the Financial Institutions in Malaysia is hiring Assistant Manager, Financial Crime & Compliance to join the team and be based in the Kuala Lumpur office. Key responsibilities include: Ensuring that financial crime risks are identified, assessed, managed and...

about the companyRandstad is partnering up with a leading global capital market and investment company. They are looking for compliance specialist to join their expanding team. about the jobPRIMARY RESPONSIBILITIES:This role will support the Senior Manager of Regulatory Compliance in overseeing regulatory compliance for the organization. Regulatory...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Job Summary** We are looking for motivated and experienced Compliance Executive to ensure the compliance of e-Money provider in accordance with e-Money guidelines, AMLA, Payment Systems Act, Financial Services Act and other relevant laws, rules and regulations issued by the Regulators (Government/BNM) for Raffcomm Group ("Company"). Work in Business...

Job DescriptionOpen Position: Assistant Manager, Financial Crime & Compliance (Financial Institution) One of the Financial Institutions in Malaysia is hiring Assistant Manager, Financial Crime & Compliance to join the team and be based in the Kuala Lumpur office. Key responsibilities include: Ensuring that financial crime risks are identified, assessed,...

**RISK & COMPLIANCE MANAGER** **Job Overview**: The Risk & Compliance Manager is a key professional responsible for identifying, assessing, and managing potential risks that could impact an organization's financial stability, reputation, or operational efficiency. In addition to traditional risk management duties, this role includes overseeing incident...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

Legal Responsible for overall supervision and advice of legal with securities laws, regulations and guidelines, and any other applicable law governing the regulated activities in Malaysia, including REIT and non-REIT entitiesDrafting, reviewing, vetting and preparation of Contracts, Legal Documentations, Legal Correspondences and AgreementsAdvise on...

Job DescriptionLegal Responsible for overall supervision and advice of legal with securities laws, regulations and guidelines, and any other applicable law governing the regulated activities in Malaysia, including REIT and non-REIT entitiesDrafting, reviewing, vetting and preparation of Contracts, Legal Documentations, Legal Correspondences and...

Manager, Compliance Analyst (Transaction Surveillance & Investigation), Compliance Posting Date: 16-May-2023 Location: Kuala Lumpur, Wilayah Persekutuan, MY Company: United Overseas Bank (Malaysia) Bhd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19...

Job type: Permanent Contact name: Shadhanand Prem Kumar Job ref: 33623 Published: about 2 hours ago Startdate: 01-10-2023 **Loan origination** Ensuring the Company has for all its projects in all countries at least one lender as source of project debt financing Origination of new project finance loans for the company Answering queries from lenders on...