Compliance Officer, Gc

LEA AND CCID LIAISON As a key member of the team responsible for LEA and CCID liaison, assist Compliance Officers and Senior Compliance Officers in: - Liaising with regulators and industry bodies as needed and directed. This includes filing regulatory reports, responding to information requests, and directions/requests from regulators. Ensuring orders from...

To undertake anti-financial crime compliance activities for CIMB Group operations in Malaysia, and assist with the oversight of regional entities’ compliance with anti-financial crime laws and regulations, including compliance with applicable sanctions regimes. FINANCIAL CRIME COMPLIANCE Perform the general duties of a financial crime compliance officer,...

Assist in providing advisory support with regards to compliance matters to facilitate the Business Units/ Business Enablers compliance with the relevant laws, regulations and guidelines. - Support the firm-wide implementation and continuous adherence to Group Compliance’s policies and procedures. - Responsible for the regulatory gap analysis for ensuring...

To undertake CRS and FACTA compliance activities for CIMB Group operations in Malaysia and assist with the oversight of regional entities’ CRS and FATCA compliance to ensure compliance with relevant rules and regulations. - To assist with financial crime compliance activities. CRS AND FATCA COMPLIANCE - Perform the function of compliance officer for CRS...

To undertake CRS and FACTA compliance activities for CIMB Group operations in Malaysia and assist with the oversight of regional entities’ CRS and FATCA compliance to ensure compliance with relevant rules and regulations. - To assist with financial crime compliance activities. **Responsibilities**: CRS AND FATCA COMPLIANCE - Perform the function of...

**AML Transformation Operations** - Suport the management of operational and implementation of remediation plans and strategies effectively, articulated and aligned with regulatory requirement as well CIMB Group Policy - Support Transaction Monitoring Unit (TMU) to ensure effective monitoring of transactions, as well as the quality closure of monitoring...

To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout CIMB Group, and to ensure AML Compliance function is in compliance with those requirements and applicable standards. - To ensure the effectiveness of AML Compliance function’s management of...

**Job Purpose** - Support and ensure the Division/Department maintains an adequate and effective first line of defence risk management program. - Assist the RCU to achieve full adherence with all banking laws, rules, regulations and internal policies, procedures and processes. - Support the effective execution of the operational risk and compliance...

Independent testing and execution of CET for portfolio assigned to the tester. - Execution of the testing as per testing procedures and requirements for assigned portfolio. - Execute testing as per Group Non - Financial Risk Management (“GNFRM”) & Group Compliance (“GC”) requirement for CET testing to meet desire validation score. - Support and work...

Headquartered in Singapore, Ant International powers the future of global commerce with digital innovation for everyone and every business to thrive. In close collaboration with partners, we support merchants of all sizes worldwide to realize their growth aspirations through a comprehensive range of tech-driven digital payment and financial services...

Scope of the Role 1. Responsible to support the management of operational risk and regulatory risk for units under purview in Group Operations MY as stated in the appointment letter. 2. Execute operational risk framework with the support from HOD/RCS as per Group Non - Financial Risk Management (“GNFRM”) & Group Compliance (“GC”) requirements for to...

Strategy and Planning - Execute project definition, individual KPI & team KPI and translating business requirements into technical specifications, KPI & SOP. - Review and prepare yearly KPI for team members. Undertake any other ad-hoc duties assigned by Management from time to time. Business Performance and Management - To monitor and review the overall...

**The Compliance & ESG Coordinator** - is responsible for identifying and prioritizing the daily compliance & ESG activities for the team and will assist the Compliance & ESG Manager in the development and implementation of compliance policies, procedures, processes, and regulatory changes. Compliance & ESG Coordinator delivers the existing sustainability...

**Manager RCS - Quality Assurance, Group Finance Risk Control Unit MY **Purpose of Role** - An independent staff assigned by business / function (not involved in the execution of the control) to perform the Controls Effectiveness Testing (“CET”) and Key Risk Indicator Monitoring (“KRI”) in SHARP. - Tester is to ensure execution of the testing as per...

**Key Responsibilities** **Drive Strong Operational Risk Management Practices** - Identify significant business changes and where appropriate, coordinate and prepare the required analysis to review such changes and ensure proper mitigating controls. - Support the Business Unit (BU) in risk identification, escalation & remediation. - Identify recommendations...

The Individual that we want to join us will be responsible in managing the compliance training unit. **Responsibilities** **Job Functions / Responsibilities** - To log information and process administrative functions for pre and post training needs and to maintain detailed and accurate records. - To work with Human Resource on arranging the induction...

Manage and coordinate robust and consistent implementation of governance on 1.5LOD - Risk & Control Unit (RCU) programme to be in line with relevant Risk Management Framework and Policy & Procedures (P&P) to ensure Operational Risk and broader non-financial risks undertaken are within the objectives and approved risk appetites of CIMB Group. **Key...

**Perun Consultants **is a leading independent advisory firm with offices in Hong Kong, mainland China, Singapore and Malaysia. We specialise in providing high quality services in the areas of forensic accounting, corporate advisory, restructuring, turnaround and insolvency services. At Perun Consultants, we promote work-life balance, value individualism and...

**Responsibilities**: - Manage daily operations of client teams and employees - Manage escalations - Mentor and train others - Provide leadership support to a team of 2-7 direct reports including administrative responsibilities - Provide consultation on customs issues and provide timely feedback to clients - Prepare and execute training for internal team...

Executes accurate, objective, and high-quality social compliance assessments by implementing all requirements indicated in the client specific procedures, auditor training, and audit scope. - Prepares in advance by downloading and reading audit documents related to upcoming audits. - Documents and reports the audit findings/observations and submit the...