Asset Management Compliance Officer

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules, regulations and...

Working Hour - Regular Hours - Monday - Friday- Business Area - Compliance- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: Assist the Head of Compliance, Asset Management to facilitate, execute strategy and manage non-compliance risk for RHB Asset Management’s activities and operations with relevant laws, rules, regulations and...

ASSET MANAGEMENT - COMPLIANCE - ASSISTANT COMPLIANCE MANAGER (JOB NUMBER: REG000422) **ROLE DESCRIPTION AND PURPOSE** The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security...

To establish and ensure the company comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews in accordance with the Annual Work Plan. - To provide advice, guidance, support and implement compliance solution to company to ensure effective implementation of the compliance objective/culture. -...

**Job description** **About Us** An exciting opportunity for a highly motivated individual to come onboard our licensed, boutique fund management firm. **Job Scope**: - Investment knowledge, research and expertise - Strong analytical skills on **equity **markets, industry trends, stocks and quantification of the corresponding impact on the market...

a) To assist the Concierge/Building Manager/Asset Manager and/or its assigned Officer in supervising the day to day operation of the building; b) To attend to owner/tenant complaints and to answer all enquiries. c) To supervise and maintain the operation of all mechanical and electrical installations in the building in accordance with the requirements of...

**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...

We are currently looking for a Compliance professional to join our Malaysia office. Responsibilities for this position are as follows: Regulatory/Core compliance: - Oversee the Malaysia entity to ensure its compliance with local laws and regulations; Monitor regulatory developments, perform gap analysis and advise senior management, Board of Directors and...

**Job Description (JD)**: - Responsible for maintaining the organization’s IT infrastructure, including hardware and software management. - Ensure accurate tracking of all hardware and software assets and review technology obsolescence. - Develop and maintain an inventory of technology assets and create a retirement plan for older technology. - Identify...

**The Opportunity** Our partner is an Australia-based insurance company, tailoring services and creating innovation for the best customer experience. They are looking for a Compliance Officer that you'll provide crucial support in security audits, driving and managing compliance activities solely from Thailand office. You'll work closely with the Security...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

**Open for local Malaysian and expats residing in Malaysia** The scope of this role includes - Define, implement, and continuously improve the asset lifecycle management (ALM) of EUS hardware and software assets, including license and asset management in accordance with corporate processes and policies - Define, implement, and continuously improve EUS...

Location: Menara Southpoint, Mid Valley KL **Job Overview**: Responsible for the overall positioning and asset plan for the Client’s asset portfolio, to drive the performance of the asset, manage cost and expenses, overseeing legal matters, enhancement of cashflow and overall asset value. **Responsibilities**: - To execute priorities in accordance with...

As the Compliance Manager, you will be responsible for overseeing and managing all aspects of compliance within StashAway Malaysia. In addition, you will also play a key role in the Group’s compliance function. You are part of the Company’s second line of defence to support the business in ensuring compliance with applicable local laws, regulations and...

Responsibilities： - Responsible for on-site asset management according to IDC asset SOP - Ensure the security and consistency of IDC room assets - Daily operations related to asset management. Responsibilities： Receiving Incoming stock and materials, picking and filling orders Sort, organize and retrieving stock Package items and label correctly,...

**Academic Qualifications**: Minimum bachelor's degree in finance, IT, engineering, business management, legal or related fields. - Experience: At least 5 years hands on experience in IT asset life cycle management and configuration management. Proven experience in managing software vendor audit and ability to adapt to a highly regulated working environment...

Implement policies, procedures and controls to effectively manage the Company's compliance risk. Provide timely compliance support and advice to the management and branch staff. To conduct regular compliance inspections and reviews of branches. To monitor and identify compliance gaps in business activities on an ongoing basis and remedy them in a timely...

**Responsibilities** - Develop and implement processes and procedures for the acquisition, deployment, tracking and retirement of hardware assets. - Maintain accurate records of hardware inventory, including serial numbers, configurations, and locations. - Conduct regular audits of hardware assets to identify discrepancies and ensure compliance with BAT’s...

**Compliance Analyst**: - Legal- Kuala Lumpur, Malaysia**We’re Building the Future of Capital Markets; ‍**: enabling entrepreneurship, job creation, financial inclusion, and economic resilience - As Asia's largest licensed digital securities exchange for alternative investments, Alta is at the forefront of building critical capital market...

**Responsibilities**: 1. Responsible for the accuracy of assets related to the company’s supercomputing data center. 2. Build and manage the entire asset management system and process, providing optimization suggestions. 3. Drive and ensure the implementation of asset management processes issued by clients. 4. Promptly respond to and resolve daily...