Asset Management Compliance Officer

ROLE DESCRIPTION AND PURPOSE The person would support the compliance function within BNPP AM Malaysia businesses to ensure adherence to local regulatory requirements and global BNPP AM compliance standards. The compliance department will ensure that financial security rules, protection of clients’ interest, professional ethics, prevention of market abuses,...

a) Provides assistance and administrative support to the Concierge Department. b) Supervise the daily activities of the Concierge Department. c) Ensure that all owners & guest enquires are handling in a professional, efficient manner. d) Provide world class service in the areas of tenant handling, information, eg: transportation, travelling, gourmet,...

To establish and ensure the company comply with relevant laws, rules, regulations and guidelines on the fund management industry by conducting Compliance Reviews in accordance with the Annual Work Plan. - To provide advice, guidance, support and implement compliance solution to company to ensure effective implementation of the compliance objective/culture. -...

a) Provides assistance and administrative support to the Building & Concierge Management. b) Supervise the daily activities of the Building & Concierge Management. c) Ensure that all owners & guest enquires are handling in a professional, efficient manner. d) Provide world class service in the areas of tenant handling, information, eg: transportation,...

An exciting Compliance Manager job has just become available at a reputable asset management firm Kuala Lumpur. You will be responsible for ensuring compliance with rules, codes and professional standards while overseeing client's interests. **About the Compliance Manager** **Role**: You will be tasked to ensure compliance with requirements stipulated in...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

**Role: IT Compliance Officer/Specialist** **Location**:KL Sentral** **Description**: - The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external **audits and compliance** testing reviews. - Timely completion of access recertification, user access reviews and all other in-country...

Role: IT Compliance Officer/SpecialistLocation: KL SentralDescription: The orchestration and completion of all required in-country (including HK, Macau & Taiwan) activities required for internal / external audits and compliance testing reviews.Timely completion of access recertification, user access reviews and all other in-country Identity Access Management...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

a) Keep updating to all of regulatory and management policy. b) Ongoing monitoring in all transaction and ensure all transactions comply with AMLA/CFT Rules and Regulations. c) Report compliance review result to President Director. d) Ensure that operational of each outlet and back office comply with internal and external regulations. e) Perform review on a...

**What you will be doing**: - Assist in preparing regulatory reports such as Quarterly return, CRS/FATCA, Annual compliance form - Assist in designing the scope of compliance audits - Liaise with outsourced Compliance Officer and MLRO to handle ad-hoc requests from regulators **Requirements**: **What you will need**: - Bachelor's Degree or above in Law,...

Compliance Manager We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is to preserve the company’s integrity by making sure it stays on...

FIND YOUR 'BETTER' AT AIAWe don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us.We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more...

PermanentKuala LumpurPosted 15 mins agoAre you a seasoned professional in the oil and gas industry with expertise in asset bidding and management? We have a fantastic opportunity for an Asset Bidding Manager in the Resource Development & Management sector.As the Asset bidding Manager, you will play a critical role in driving the bidding and award process for...

PermanentKuala LumpurPosted 15 mins agoAre you a seasoned professional in the oil and gas industry with expertise in asset bidding and management? We have a fantastic opportunity for an Asset Bidding Manager in the Resource Development & Management sector.As the Asset bidding Manager, you will play a critical role in driving the bidding and award process for...

Key Responsibility Areas (KRAs):The Compliance Officer will primarily assist the Senior Compliance Manager, Malaysia in executing compliance functions for this company including but not limited to:Compliance Monitoring and Surveillance:Maintain and execute an ongoing compliance monitoring program, including:Conducting trade surveillance by analyzing trade...

Working Hour - Regular Hours - Monday - Friday- Business Area - Asset Management- Location - Malaysia - Kuala Lumpur- Description **Primary Objective**: - Monitor and report valuation of local and foreign unit trust funds to all stakeholders - Liaise with Trustees and other stakeholders on daily activities Provide valuation support for private mandates...

To maintain proper filing system as per the head office guidelines ; To maintain proper recording of stock and inventory; To ensure availability of all forms and documents as per the Company’s operation system and ensure proper documentation of the same at all times; To check and process goods / works order before submitting for certification by the...

**AML Compliance Officer** **-** **(**2400009E**)** - Close collaboration with business unit to conduct AML/CFT assessment at customer onboarding stage - Perform customer due diligence (CDD) and Know Your Customer (KYC) checks on new and existing customers to ensure fulfilment of AML regulatory requirements - Perform verification on documents received from...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 17,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...